Fullington & Associates, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Fullington & Associates provides ongoing, discretionary portfolio management for individual clients and offers financial planning on both a comprehensive and limited-scope basis. The firm’s brochure reports it manages approximately $13.9 million in client assets and begins client relationships with an initial interview to document financial circumstances, objectives, time horizon, and risk tolerance.
The firm customizes portfolios to each client’s objectives and risk profile and executes investment decisions on a discretionary basis. Its stated analytical approach combines fundamental research with technical/charting and cyclical analysis alongside asset-allocation strategies, and accounts are monitored daily with formal reviews at least quarterly and optional more frequent performance reporting.
Noteworthy aspects disclosed in the brochure include an explicit prohibition on performance-based fees, a written Code of Ethics, and a practice of not accepting referral fees or other third‑party compensation. The firm also uses an independent custodian for client assets, does not vote client proxies, and offers clients the option of annual in-person reviews.
Client services
Expertise
Fee options
Financial planning services generally for a flat fee of $450
$0 - $100,000: 1.00% $100,001 - $1,000,000: 0.50% $1,000,001+: 0.40%
Account minimum: $25,000 Minimum fee: Minimum quarterly advisory fee of $85 ($340 annually)
Main office
Lake Charles LA
Advisors at this office
1
Most active in
Louisiana · Texas
Also doing business as
Fullington & Associates, LLC · Fullington, Michael Clayton
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)