Fund Advisors of America Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Fund Advisors of America, Inc. provides discretionary investment management and related financial planning services to individual clients, including both high‑net‑worth and non‑HNW households, and offers retirement planning and college‑funding guidance. As of December 31, 2025 the firm reported approximately $149,410,840 in discretionary assets under management for about 585 clients served by a three‑advisor team.
The firm constructs portfolios using Modern Portfolio Theory and tailored asset‑allocation guidelines developed through one‑on‑one consultations and a confidential financial profile, combining fundamental, technical and cyclical analysis. Investment implementations can include stocks, mutual funds, ETFs, closed‑end funds, leveraged index funds and option strategies, and the firm may use dollar‑cost averaging and other risk‑management techniques in client accounts.
What distinguishes the firm from many peers is its relatively small advisory team managing a comparatively large client base and its explicit use of leveraged index funds and option strategies within managed accounts—choices that are less common among similarly sized supported firms. Fund Advisors of America custodys client assets primarily at Charles Schwab, operates under discretionary authority only (it does not provide non‑discretionary management), and discloses the economic benefits it receives from its custodian and the practice of deducting advisory fees directly from client accounts.
Client services
Expertise
Fee options
$0 - $100,000: 2.25% $100,001 - $250,000: 2.00% $250,001 - $500,000: 1.75% $500,001 - $1,000,000: 1.50% $1,000,001+: Negotiable
Account minimum: $100,000 Fee-only: Asset-based fees only, no commissions
Main office
1800 Pembrook Drive, Suite 300
Orlando FL 32810
Advisors at this office
3
Most active in
Alabama · Arizona · California · Colorado · Florida · Georgia · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Gregory G
Series 63, Series 65
Orlando, FL
Fund Advisors of America Inc
Gregory Galloway is a financial advisor with Fund Advisors of America Inc in Orlando, FL, holding Series 63 and Series 65 designations and 33 years of industry experience. He has been with Fund Advisors of America since 1993. Fund Advisors of America provides discretionary investment management and financial planning services to individual clients, including high-net-worth households, focusing on retirement planning, college funding, and mutual-fund based investing. The firm uses a combination of modern portfolio theory, asset allocation, and fundamental, technical, and cyclical analysis, employing a range of instruments such as equities, mutual funds, ETFs, leveraged index funds, and option strategies.
Richard P
Series 63, Series 65
Orlando, FL
Fund Advisors of America Inc
Richard Pfeifer is a financial advisor with Fund Advisors of America Inc in Orlando, FL, holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. He has been with Fund Advisors of America since 2004. Fund Advisors of America provides discretionary investment management and financial planning services primarily to individual clients, including high-net-worth households, focusing on retirement planning, college funding, and mutual-fund based investing. The firm employs a tailored investment approach using a combination of modern portfolio theory and various analytical methods, incorporating a range of instruments such as equities, mutual funds, ETFs, leveraged index funds, and option strategies.
Thomas S
Series 65
Orlando, FL
Fund Advisors of America Inc
Thomas Schwalbe is a financial advisor at Fund Advisors of America Inc with a Series 65 designation and five years of industry experience. He has been with Fund Advisors of America since 2020 and has also worked with Patriot Group International since 2010. Outside of finance, Mr. Schwalbe owns and operates Icon Security Consulting, LLC, providing security services to government personnel in high-threat areas. Fund Advisors of America offers discretionary investment management and financial planning services primarily to individual and high-net-worth clients. The firm emphasizes retirement planning and mutual-fund based investing, employing a portfolio construction approach that integrates modern portfolio theory with fundamental and technical analysis, including the use of leveraged index funds and option strategies.
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