Fundamental Advisors, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$20,647,853
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
23
17% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
23
TypicalAverage account size
$897,733
About
Fundamental Advisors, Inc. is a state-registered, solo independent investment adviser that provides portfolio management to individuals and high-net-worth clients, as well as pension, profit-sharing and other institutional plan sponsors. The firm offers discretionary and non-discretionary investment supervisory services, model portfolios, financial planning and consulting on an ongoing or project basis.
The firm’s investment process emphasizes developing a written investment policy through personal discussions with each client and implementing asset-allocation and mutual fund/ETF analysis to align portfolios with stated objectives and risk tolerance. Model portfolios are managed to the model’s stated goal rather than customized on a security-by-security basis, and accounts are subject to periodic monitoring and client reviews; pension engagements include written IPS preparation, selection and monitoring of plan investment options, and educational workshops for self-directed plan participants under ERISA guidance.
What is notable about the firm relative to many solo independents is its explicit pension consulting practice, which includes IPS drafting, investment vehicle selection and participant education—services that relatively few peers offer. The firm also discloses use of third-party service arrangements for trade processing and sub-advisory support on fixed-income accounts and that the principal may separately offer accounting services to clients, a relationship the firm identifies as a potential conflict of interest.
Client services
Financial planning
Portfolio management
Pension consulting
Business succession consulting
Expertise
Wealth management
Cash flow / budgeting
General estate planning guidance
General retirement planning
Fee options
$0 - $199,999: 1.85% $200,000 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.90% $2,000,000 - $2,999,999: 0.80% $3,000,000 - $3,999,999: 0.70% $4,000,000 - $4,999,999: 0.60% $5,000,000+: 0.50%
$75.00 to $150.00 per hour for Financial Planning and Consulting Services.
Account minimum: $500,000.00 Minimum fee: Total minimum fee of $500,000.00 for Pension Consulting Services, may be negotiable for portfolio management services. Fee-only: Hourly fees ranging from $75 to $150 per hour for Financial Planning and Consulting Services.
Main office location
Fundamental Advisors, Inc.
3120 S.W. Freeway, Suite 615 4
Houston TX 77098, United States
Number of offices
1
Most active in
Fundamental Advisors, Inc. has reported serving >5 clients in these states in the last 12 months.
North Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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