A complete list of active advisors currently associated with Gagnon Securities, LLC
Warmer can help you find a great advisor at Gagnon Securities, LLC or one who fits your needs even better.
Gagnon Securities serves individual and institutional clients through discretionary portfolio management, retirement accounts, trusts and custodial arrangements, overseeing approximately $529.7 million in regulatory assets under management across a team of advisors and about 1,058 client relationships. The firm is dually registered as an SEC-registered investment adviser and a FINRA-member broker‑dealer and provides both advisory and brokerage services with clearing through National Financial Services (NFS). The firm follows a research-intensive, generalist equity approach focused on stock-by-stock selection for capital appreciation with a long-term orientation, and it manages accounts on a discretionary basis under limited trading authorizations. Its platform permits more active strategies—including the use of margin and short positions in margin accounts and separately managed hedged accounts—so portfolio construction can include hedging and leveraging techniques alongside long-only exposures. Gagnon Securities is notable among similarly sized team firms for operating as both adviser and broker‑dealer with transaction-based commissions and per‑share fees on non‑retirement accounts, maintaining affiliated investment vehicles and manager relationships (including domestic long/short funds and fund‑of‑funds structures), and participating in programs such as fully paid securities lending through its custodian. The firm discloses a prior SEC enforcement matter involving reporting violations, and its brochure emphasizes portfolio management as the primary service rather than comprehensive financial planning.
To learn more about the advisors currently working at Gagnon Securities, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
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For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
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