Galleon Wealth Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides fee‑only investment management, comprehensive financial planning, and retirement plan consulting to individuals, high‑net‑worth clients, and employer‑sponsored participant‑directed retirement plans. Services described in the brochure include discretionary management of portfolios (stocks, bonds, mutual funds, ETFs), written financial plans, and multi‑tier business exit consulting.
Galleon’s investment approach blends modern portfolio theory with both passive and active strategies and uses fundamental, technical and cyclical analysis to set asset allocation targets and select funds and securities. The firm also uses third‑party mutual funds (including DFA funds), offers socially conscious portfolios on request, and monitors client accounts on a regular (typically quarterly) basis while retaining discretion over trading decisions when engaged.
What is distinctive for an investment manager in this category is the explicit emphasis on pension consulting and ERISA fiduciary work: the firm offers retirement plan setup and ongoing plan advisory services (including 3(38) investment manager services and fund‑line analysis) with a stated fixed setup fee and blended asset‑based fees thereafter. The brochure also notes the firm was recently formed in 2025 and reported no assets under management as of the stated date, and it provides higher‑complexity consulting offerings (tiered business exit engagements and coordinated plan vendor searches) that go beyond typical pooled‑vehicle management.
Client services
Expertise
Occupation focus
Fee options
Comprehensive Financial Plan fees: $1,000 to $10,000; Business Exit Consulting fees: $7,500 (Tier 1), $22,500 (Tier 2), $45,000 (Tier 3); Retirement Plan initial setup fee: $2,500
$0 - $399,999: 1.50% $400,000 - $749,999: 1.25% $750,000 - $1,999,999: 1.00% $2,000,000 - $2,999,999: 0.80% $3,000,000 - $4,999,999: 0.60% $5,000,000+: 0.50%
Account minimum: $100,000 Minimum fee: $1,500 annual flat fee for retirement plans under $500,000 AUM Fee-only: Financial planning fixed fees ranging from $1,000 to $10,000; Business Exit Consulting fixed fees from $7,500 to $45,000; Retirement plan consulting upfront fee $2,500 first year, then asset-based fees
Main office
Vineyard UT
Advisors at this office
1
Most active in
Utah
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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