Gamma Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management for individual investors, IRAs, living trusts and custodial accounts, generally working with clients who can meet or reasonably intend to reach a roughly $100,000 account threshold. It does not maintain lower‑balance retail (non‑high‑net‑worth) client accounts and relies on a single adviser model to manage client portfolios.
The firm constructs diversified portfolios primarily from no‑load mutual funds, index funds and ETFs, segmenting equities across six market‑cap/region categories and three investment styles (growth, value, blend) to create modular allocations. The adviser emphasizes a fundamentals‑based, long‑term approach, avoiding market timing and frequent trading, and provides quarterly written performance reviews while custody is held at an independent discount broker.
Several aspects are atypical for a firm this size: the principal’s background includes an academic doctorate and teaching experience in investments and professional securities exams, and the firm disclosed that, as of a prior reporting date, a large share of assets under management comprised personal and charitable no‑fee accounts. The firm also restricts its advice to pooled fund vehicles (no individual stocks, options, private placements, or hedge funds) and notes substantial involvement by the adviser in nonprofit activities.
Client services
Expertise
Fee options
$0 - $750,000: 1.00% annually $750,001 - $1,000,000: 0.80% annually $1,000,001+: Negotiable
Account minimum: $100,000 minimum (or client should intend to grow to this minimum over an agreed horizon) Fee-only: Fees are based on assets under management as per the tiered schedule above; no commissions or other fee types charged.
Main office
Burr Ridge IL
Advisors at this office
1
Most active in
Illinois
Also doing business as
Gamma Group · Gamma Group, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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