Gardiner Investment Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Gardiner Investment Group operates as a single-advisor independent registered investment advisor managing approximately $48.6 million for 16 clients, and serves individuals (including high-net-worth clients), trusts, and estates. The firm provides discretionary investment management, financial planning and consulting, typically implementing portfolios using low‑cost mutual funds and ETFs while occasionally employing individual stocks, bonds, options or legacy positions retained for tax or fit reasons.
The firm emphasizes a customized, long‑term investment approach built around continuous personal contact to identify client goals, risk tolerance and time horizon, with discretionary authority to construct and rebalance portfolios. Its investment process relies on a broad set of analytical methods — fundamental, technical, cyclical, behavioral and charting analysis — and it may rebalance or trade shorter‑term when necessary for tax harvesting, risk management or cash needs.
What is distinctive about the firm is its business affiliations and narrow client base: it is affiliated with an entity that provides tax preparation services (including personal returns and Form 5500 filings), and the advisor is also licensed to sell insurance products and may receive commission income for those sales. The firm maintains an institutional relationship with a major custodian that provides technology and other economic benefits to the advisor, and its relatively small number of clients with substantial assets per client results in a concentrated, relationship-oriented practice.
Client services
Expertise
Fee options
$0 - $1,000,000: 2.00% $1,000,001 - $3,000,000: 1.75% $3,000,001 - $5,000,000: 1.65% $5,000,001+: 1.50%
Account minimum: $50,000 Fee-only: Investment advisory fees based on linear fee schedule; fees payable quarterly in advance; fees may be negotiable
Main office
60 W. Boot Road
West Chester PA 19380
Advisors at this office
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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