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Gasaway Investment Advisors, Inc.

Updated today

Client AUM

$103,090,624

Clients

384

Advisors

5

of 13 employees

About

Gasaway Investment Advisors, Inc. provides investment management, financial planning, and third‑party administration and recordkeeping services for qualified retirement plans through its Alliance Retirement Plan Solutions DBA. The firm serves individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates and corporations, and manages approximately $173.1 million in client assets.

The firm employs an active, long‑term investment approach that screens for seasoned managers and typically uses ETFs, mutual funds, certificates of deposit, and U.S. Treasuries within target allocations, managing most accounts on a discretionary basis and tailoring allocations to client objectives. For employer‑sponsored plans it creates and monitors model portfolios, can act as a 3(21) or 3(38) fiduciary, and implements age‑based default allocations with a glide path for participants who do not make elections.

Notable differences from many peers include the firm’s operation as an insurance agency — several advisory representatives are licensed to sell insurance products and may receive commissions for those sales — and its bundled/unbundled TPA and recordkeeping offerings to outside advisors via Alliance. The firm also provides participant education (employee enrollment and update meetings) and produces planning projections and model portfolio recommendations for plan participants, a combination of services that is less common among comparable team‑sized advisory firms.

Client services

Financial planning Portfolio management Pension consulting Newsletters or periodicals Educational seminars or workshops

Expertise

Retirement plans for business owners (SEP, solo 401k)

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Fee options

Fixed

Fixed fees for financial planning are possible but specifics not stated

Percentage

Accounts under $50,000+: 1.75% $0 - $50,000: 1.75% $0 - $50,000: 1.75% $0 - $50,000: 1.75% $0 - $50,000: 1.75% $0 - $50,000: 1.75% $0 - $50,000: 1.75% $0 - $50,000: 1.75% $0 - $50,000: 1.75% $0 - $50,000: 1.75%

Project-based

$250 per hour for non-discretionary accounts and financial planning services

Subscriptions

Subscription fees ranging from $25 to $300 per month for financial planning services

Main office

7110 Stadium Drive

Kalamazoo MI 49009

Advisors at this office

5

Most active in

Florida · Illinois · Michigan

Also doing business as

Alliance Retirement Plan Solutions · Gasaway & Associates, Inc. · Gasaway Investment Advisors, Inc.

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Chase I

CFP®, ChFC®, Series 65

Kalamazoo, MI

Gasaway Investment Advisors, Inc.

Chase Imberger is a CFP® and ChFC® with six years of experience in financial advising, currently serving at Gasaway Investment Advisors, Inc. in Kalamazoo, MI. His background includes roles at Calvin College and Calvin University, as well as Caring Transitions. Outside of his advisory work, he is a professional disc golfer and volunteers as a general member of Junior Chamber International in Kalamazoo and Grand Rapids. Gasaway Investment Advisors, Inc. offers investment management, financial planning, and third-party administration services for qualified retirement plans, serving individuals, pension plans, trusts, estates, and corporations. The firm employs an active, long-term investment approach with tailored allocations and provides specialized services for employer-sponsored retirement plans.

Retirement plans for business owners (SEP, solo 401k)
user avatar

Caitlin B

Series 63, Series 65

Kalamazoo, MI

Gasaway Investment Advisors, Inc.

Caitlin Borton is a financial advisor at Gasaway Investment Advisors, Inc. in Kalamazoo, MI, with 13 years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at Ameriprise Financial Services, CX Institutional, LPL Financial, and Oak Point Financial Group. Gasaway Investment Advisors, Inc. provides investment management, financial planning, and third-party administration services for qualified retirement plans and individual clients, including high-net-worth individuals. The firm employs an active, long-term investment approach using ETFs, mutual funds, CDs, and U.S. Treasuries, and offers specialized services for employer-sponsored plans such as fiduciary management and participant education.

Retirement plans for business owners (SEP, solo 401k)
user avatar

Ethan T

ChFC®, Series 65

Kalamazoo, MI

Gasaway Investment Advisors, Inc.

Ethan Thies is a ChFC® and Series 65 accredited financial advisor with three years of industry experience. He has worked at Gasaway Investment Advisors, Inc. since 2021 and has prior experience in various fields including construction and property services. Gasaway Investment Advisors, Inc. provides investment management, financial planning, and third-party administration and recordkeeping services for qualified retirement plans. The firm serves individuals, pension and profit-sharing plans, trusts, estates, and corporations, managing approximately $173.1 million in client assets with an active, long-term investment approach focused on diversified, tailored allocations.

Retirement plans for business owners (SEP, solo 401k)
user avatar

Peter D

Series 65

Kalamazoo, MI

Gasaway Investment Advisors, Inc.

Peter De Kruyter is a financial advisor at Gasaway Investment Advisors, Inc. with a Series 65 designation and one year of industry experience. Prior to joining Gasaway, he worked at Grand Wealth Management and has experience in educational roles at Calvin University, Zeeland West High School, and South Olive Christian School. Gasaway Investment Advisors, Inc. provides investment management, financial planning, and third-party administration and recordkeeping services for qualified retirement plans. The firm serves individuals, pension and profit-sharing plans, trusts, estates, and corporations, managing approximately $173.1 million in client assets with an active, long-term investment approach.

Retirement plans for business owners (SEP, solo 401k)
user avatar

James G

CFP®, ChFC®, Series 63, Series 65

Kalamazoo, MI

Gasaway Investment Advisors, Inc.

James Gasaway is a CFP® and ChFC® with 20 years of industry experience, serving as an advisor at Gasaway Investment Advisors, Inc. in Kalamazoo, MI. He has been with the firm since 1993 and also teaches retirement planning and group benefits as an adjunct professor at Calvin University. Additionally, he serves on the executive board of Center Point Church and is treasurer of its foundation. Gasaway Investment Advisors, Inc. provides investment management, financial planning, and third-party administration and recordkeeping services for qualified retirement plans. The firm serves individuals, pension and profit-sharing plans, trusts, estates, and corporations, managing approximately $173.1 million in client assets through an active, long-term investment approach with tailored allocations and fiduciary services for employer-sponsored plans.

Retirement plans for business owners (SEP, solo 401k)
View complete list of advisors at this firm
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