Gasaway Investment Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$103,090,624
Clients
384
Advisors
4
of 13 employees
About
Gasaway Investment Advisors serves individual and high‑net‑worth clients as well as pension and profit‑sharing plans, trusts, estates, and corporations. The firm offers discretionary investment management, financial planning, and qualified retirement plan third‑party administration and recordkeeping services through its Alliance Retirement Plan Solutions DBA, managing roughly $173 million across a five‑adviser team.
The firm’s investment approach blends long‑term, actively managed allocations with regular screening of fund managers and sector over/underweighting; accounts are generally assigned target allocations and monitored for performance and rebalanced as needed. For retirement plans and participants, Gasaway builds and monitors model portfolios, implements glide‑path default allocations by age, and can provide 3(21) or 3(38) fiduciary services depending on a plan’s selection.
What distinguishes Gasaway from many peers is its integrated retirement plan TPA/recordkeeping capability offered both bundled to its own clients and as bundled or unbundled services to outside advisors, including participant education and enrollment meetings. The firm is also dual‑registered as an insurance agency—advisers who are licensed insurance agents may offer life, long‑term care, and health insurance and receive customary commissions (the brochure discloses this potential conflict), and the firm’s fee schedule includes subscription and consulting fee options in addition to asset‑based fees.
Client services
Expertise
Occupation focus
Fee options
Fixed fees may be charged for financial planning/consulting services (details not specifically quantified)
$0 - $50,000: 1.75% $0 - $500,000: 1.50% $500,000 - $1,000,000: 1.25% $1,000,000+: 1.00%
Up to $250 per hour for financial planning and for non-discretionary accounts
Subscription fees ranging from $25 to $300 charged monthly in advance for financial planning/consulting services
Main office
7110 Stadium Drive
Kalamazoo MI 49009
Advisors at this office
4
Most active in
Florida · Illinois · Michigan
Also doing business as
Alliance Retirement Plan Solutions · Gasaway & Associates, Inc. · Gasaway Investment Advisors, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Quick links
Advisors at this firm
Chase I
CFP®, ChFC®, Series 65
Kalamazoo, MI
Gasaway Investment Advisors, Inc.
Chase Imberger is a CFP®, ChFC®, and Series 65-licensed advisor with six years of industry experience currently with Gasaway Investment Advisors, Inc. Prior to joining Gasaway in 2020, he worked at Calvin College and Calvin University, and earlier at Caring Transitions. Outside of his advisory role, he is a professional disc golfer, an umpire for men’s summer Sunday baseball, and serves on the board of Loaves and Fishes, a local charity. Gasaway Investment Advisors serves individual and high-net-worth clients, as well as pension and profit-sharing plans, trusts, estates, and corporations. The firm combines long-term, actively managed investment strategies with thorough fund manager screening and offers integrated retirement plan third-party administration and recordkeeping services.
Caitlin B
Series 63, Series 65
Kalamazoo, MI
Gasaway Investment Advisors, Inc.
Caitlin Borton is a financial advisor with Gasaway Investment Advisors, Inc. in Kalamazoo, MI, holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. She has worked with firms including Ameriprise Financial Services, CX Institutional, LPL Financial, and Oak Point Financial Group. Gasaway Investment Advisors serves individual and high-net-worth clients as well as institutional entities such as pension and profit-sharing plans, trusts, estates, and corporations. The firm offers discretionary investment management, financial planning, and retirement plan third-party administration, combining long-term active allocations with manager screening and sector adjustments across a five-advisor team.
Ethan T
ChFC®, Series 65
Kalamazoo, MI
Gasaway Investment Advisors, Inc.
Ethan Thies is a financial advisor at Gasaway Investment Advisors, Inc. in Kalamazoo, MI, holding the ChFC® designation and Series 65 license with four years of industry experience. Before joining Gasaway Investment Advisors in 2021, he worked in various roles across several industries including water treatment, lawn care, and education. Gasaway Investment Advisors serves individual and high-net-worth clients, as well as pension and profit-sharing plans, trusts, estates, and corporations. The firm combines long-term, actively managed investment strategies with ongoing performance monitoring and offers integrated retirement plan administration and fiduciary services through its Alliance Retirement Plan Solutions.
James G
CFP®, ChFC®, Series 63, Series 65
Kalamazoo, MI
Gasaway Investment Advisors, Inc.
James Gasaway is a CFP® and ChFC® with 20 years of industry experience. He has been with Gasaway Investment Advisors, Inc. since 1994. Gasaway also teaches retirement planning and group benefits as an adjunct professor at Calvin University and serves on the executive board of Center Point Church. Gasaway Investment Advisors serves individual and high-net-worth clients, as well as pension and profit-sharing plans, trusts, estates, and corporations. The firm provides discretionary investment management, financial planning, and qualified retirement plan third-party administration and recordkeeping services, managing approximately $173 million across a five-advisor team.
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