Los Angeles, CA Office
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Gatens Financial, LLC
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About
Gatens Financial, LLC provides discretionary and non-discretionary investment management, financial planning, and consulting services to individuals, high‑net‑worth clients, trusts, estates and corporate entities. The firm operates with a small advisory team and customizes portfolios to client goals and risk tolerance.
The firm’s investment process emphasizes asset allocation and uses a mix of fundamental, quantitative, qualitative, technical and cyclical analysis, with holdings that may include individual securities, mutual funds, ETFs, options and occasional margin. Gatens may recommend third‑party sub‑advisors and uses certain advisor‑only funds in client portfolios, and it conducts regular reviews and rebalancing to align accounts with stated objectives.
Notably, Gatens Financial discloses that it does not conduct or sponsor educational seminars or workshops, a practice that differs from the minority of similar firms that offer such events. The firm also highlights operational details such as the use of advisor‑restricted funds that may not be transferable in taxable accounts and is led by a CFP®‑credentialed principal, combining planning and consulting services alongside portfolio management.
Based on Gatens Financial, LLC
Expertise
Based on Gatens Financial, LLC
Location
Los Angeles CA
Advisors at this office
1
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