Gates Integrated Financial & Tax, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Gates Integrated Financial & Tax, LLC provides wealth management, financial planning, and tax preparation services to individuals, high‑net‑worth individuals, and businesses. The firm operates as a fee‑only, SEC‑registered investment adviser and offers discretionary portfolio management alongside written financial plans.
The firm’s investment approach emphasizes asset allocation and elements of modern portfolio theory, using a mix of passive and active vehicles and both fundamental and technical analysis to build portfolios tailored to clients’ goals and risk tolerances. Investment decisions are made with attention to tax considerations and the adviser may integrate tax planning recommendations into investment and distribution strategies.
What distinguishes this firm from many independent peers is its accounting and tax practice integration: the principal holds CPA credentials and the firm offers tax return preparation and tax‑planning services in combination with investment advice. The adviser is organized as a small multi‑function practice rather than a traditional solo advisory shop, which may be relevant to clients seeking coordinated tax and investment services.
Client services
Expertise
Fee options
Flat fee of $600 per tax return prepared and filed
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $4,000,000: 0.70% $4,000,001 - $5,000,000: 0.60% $5,000,001+: 0.50%
Minimum fee: $600 minimum fee for all Wealth Management and Tax Preparation services Fee-only: Fee-only compensation, no commissions or asset-based sales charges
Main office
Westfield IN
Advisors at this office
1
Most active in
Indiana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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