Gateway Financial Advisors Texas, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Gateway Financial Advisors Texas serves individual and high-net-worth clients with tailored portfolio management and ongoing comprehensive financial planning. The firm develops client-specific investment policy statements, implements discretionary portfolios, and delivers written or electronic financial plans and follow-up as part of its ongoing planning service.
The adviser combines fundamental and technical analysis with Modern Portfolio Theory to construct diversified portfolios aligned with each client’s goals and risk tolerance. Accounts are reviewed on a regular schedule with quarterly reporting and continuous monitoring, and the firm documents client-imposed restrictions and investment objectives in each client file.
Distinctive features noted in the brochure include a Certified Divorce Financial Analyst credential held by the firm’s principal and a disclosed practice of transacting insurance business as an ancillary activity, both of which shape the firm’s niche service mix and conflict disclosures. As a small, two-advisor firm managing roughly $34–35 million on a supported platform, the firm also leverages platform-provided conferences, seminars, and educational materials and issues periodic written communications to clients — practices the brochure highlights that are less common among peers.
Client services
Expertise
Fee options
$250,000 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $3,000,000: 0.75% $3,000,001+: Negotiable
Insurance product commissions are earned by Diane Hall separately from advisory fees
Account minimum: $250,000 Fee-only: Ongoing Comprehensive Financial Planning: $100.00 per month, Initial comprehensive plan fee: $500 (may be reduced or waived)
Main office
See officeLampasas TX
Advisors at this office
1
Offices (2)
Most active in
Texas
Also doing business as
Gateway Financial Advisors · Gateway Financial Advisors Texas, LLC · Gateway Texas · Smarter Financial Solutions
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Mallory M
Series 63, Series 66
Lampasas, TX
Gateway Financial Advisors Texas, LLC
Mallory Moore is a financial advisor at Gateway Financial Advisors Texas, LLC with four years of industry experience. She holds the Series 63 and Series 66 designations. Prior to joining Gateway Financial Advisors Texas in 2025, she worked at First Trust Advisors L.P. and First Trust Portfolios L.P. from 2021 to 2025. Outside of finance, she manages Tres Playas Quarter Horses, LLC, a horse breeding business in Lampasas, TX. Gateway Financial Advisors Texas serves individual and high-net-worth clients with tailored portfolio management and comprehensive financial planning. The firm combines fundamental and technical analysis with Modern Portfolio Theory to build diversified portfolios aligned with client goals and risk tolerance.
Diane H
Series 63, Series 66
Lampasas, TX
Gateway Financial Advisors Texas, LLC
Diane Hall is a financial advisor with Gateway Financial Advisors Texas, LLC, holding Series 63 and Series 66 licenses and bringing 31 years of industry experience. Her career includes roles at Cambridge Investment Research, Inc. and Smarter Financial Solutions. Outside of advising, she manages an equine business and holds the Certified Divorce Financial Analyst designation, providing specialized divorce planning services. Gateway Financial Advisors Texas serves individual and high-net-worth clients with tailored portfolio management and comprehensive financial planning. The firm combines fundamental and technical analysis with Modern Portfolio Theory to build diversified portfolios aligned with clients’ goals and risk tolerance, offering regular reviews and ongoing monitoring.
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