Lehi, UT Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Gateway Financial & Estate Planning, Inc.
Team
Firm-wide stats for Gateway Financial & Estate Planning, Inc.
About
Gateway Financial & Estate Planning provides comprehensive financial planning and consulting to individuals, trusts, retirement plans, and small business entities, and serves as a liaison to third‑party portfolio managers. Its planning engagements cover cash‑flow and retirement projections, tax‑favored strategies, risk management and estate preservation, and are delivered as non‑discretionary financial plans unless a third‑party manager is engaged.
The firm generally places client assets with co‑advisors and third‑party managers rather than conducting in‑house security selection, and it maintains model selection authority while delegating day‑to‑day portfolio management to those managers. It conducts periodic and event‑driven reviews, provides client reporting, and does not routinely vote proxies for client accounts.
Noteworthy distinctions include a regulatory disclosure event: the firm agreed to a 2021 consent order with Washington regulators for providing advisory services in that state without proper registration and paid a civil penalty, and the brochure notes a recent amendment affecting the use of one referral manager for Washington clients. The firm also discloses material referral and incentive arrangements and ownership links with a third‑party manager, and principal outside practices in insurance and federal benefits counseling that the firm says create potential conflicts that are mitigated through disclosure and fiduciary procedures.
Location
2901 Bluegrass Blvd., Suite 200
Lehi UT 84043
Advisors at this office
3
Advisors at this office
Madelyn D
Series 65
Lehi, UT
Gateway Financial & Estate Planning, Inc.
Madelyn Dobbe is a financial advisor at Gateway Financial & Estate Planning, Inc. with one year of industry experience. She holds a Series 65 designation and has previously worked at Gateway Insurance Services, Inc. alongside her advisory role. Gateway Financial & Estate Planning provides comprehensive financial planning and consulting services to individuals, trusts, retirement plans, and small businesses, primarily delivering non-discretionary plans and collaborating with third-party portfolio managers for asset management.
Carson N
Series 65
Lehi, UT
Gateway Financial & Estate Planning, Inc.
Carson Nielsen is a financial advisor at Gateway Financial & Estate Planning, Inc. in Lehi, Utah, holding a Series 65 designation with three years of industry experience. He has prior experience with Gateway Insurance Services, Inc. and Federal Benefits Advisory Group, LLC, where he is involved in insurance product sales and benefits counseling. Gateway Financial & Estate Planning provides comprehensive financial planning and consulting services to individuals, trusts, retirement plans, and small business entities. The firm typically works with co-advisors and third-party managers for portfolio management while maintaining model selection authority and delivering non-discretionary financial plans.
Jaxon K
Series 65
Lehi, UT
Gateway Financial & Estate Planning, Inc.
Jaxon Knighton is a financial advisor at Gateway Financial & Estate Planning, Inc. in Lehi, UT, holding a Series 65 credential with four years of industry experience. His prior work includes positions at Eide Bailley LLP and various firms in financial services. He also operates a sole proprietorship focused on insurance sales and service. Gateway Financial & Estate Planning provides comprehensive financial planning and consulting to individuals, trusts, retirement plans, and small business entities. The firm collaborates with third-party portfolio managers, offering non-discretionary financial plans and maintaining model selection authority while delegating portfolio management.
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