Pocatello, ID Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Gateway Financial & Estate Planning, Inc.
Team
Firm-wide stats for Gateway Financial & Estate Planning, Inc.
About
Gateway Financial & Estate Planning provides comprehensive financial planning and consulting to individuals, trusts, retirement plans, and small business entities, and serves as a liaison to third‑party portfolio managers. Its planning engagements cover cash‑flow and retirement projections, tax‑favored strategies, risk management and estate preservation, and are delivered as non‑discretionary financial plans unless a third‑party manager is engaged.
The firm generally places client assets with co‑advisors and third‑party managers rather than conducting in‑house security selection, and it maintains model selection authority while delegating day‑to‑day portfolio management to those managers. It conducts periodic and event‑driven reviews, provides client reporting, and does not routinely vote proxies for client accounts.
Noteworthy distinctions include a regulatory disclosure event: the firm agreed to a 2021 consent order with Washington regulators for providing advisory services in that state without proper registration and paid a civil penalty, and the brochure notes a recent amendment affecting the use of one referral manager for Washington clients. The firm also discloses material referral and incentive arrangements and ownership links with a third‑party manager, and principal outside practices in insurance and federal benefits counseling that the firm says create potential conflicts that are mitigated through disclosure and fiduciary procedures.
Location
Pocatello ID
Advisors at this office
2
Advisors at this office
Chad N
Series 63, Series 65
Pocatello, ID
Gateway Financial & Estate Planning, Inc.
Chad Nielsen is a financial advisor with Gateway Financial & Estate Planning, Inc. in Pocatello, ID, holding Series 63 and Series 65 credentials and with 26 years of industry experience. His work history includes roles at Gateway Financial & Estate Planning, LLC since 2007, Gateway Insurance Services, LLC since 2011, and Federal Benefits Advisory Group, LLC since 2016. He is also an owner and insurance agent at Gateway Insurance Services, where he spends part of his time on insurance product sales and services. Gateway Financial & Estate Planning provides comprehensive financial planning and consulting to individuals, trusts, retirement plans, and small business entities, operating primarily through non-discretionary financial plans and utilizing third-party portfolio managers for day-to-day investment management.
Sarah T
Series 65
Pocatello, ID
Gateway Financial & Estate Planning, Inc.
Sarah Tidwell is a financial advisor with Gateway Financial & Estate Planning, Inc. She holds a Series 65 credential and has been active in the financial services industry since 2019. Her prior experience includes roles at Legacy Services, LLC, LEGACY FINANCIAL Advisors, Inc., and INTERWEST INVESTMENT ADVISORS, INC., as well as involvement with Advocates for Inclusion. Gateway Financial & Estate Planning provides comprehensive financial planning and consulting to individuals, trusts, retirement plans, and small business entities, often working with third-party portfolio managers for investment management. The firm focuses on delivering non-discretionary financial plans addressing cash flow, retirement, tax strategies, risk management, and estate preservation.
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