Gateway Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Gateway Wealth Management, LLC is a small independent registered investment adviser serving individuals as well as pension and profit-sharing plans, trusts, estates, and business entities. The firm provides ongoing portfolio management, financial planning and consultation (offered hourly or bundled into asset-management relationships), and can identify or retain sub‑advisers for managed accounts.
Investment advice is tailored to each client’s stated objectives and risk tolerance and may be delivered on a discretionary or non‑discretionary basis. The firm’s investment toolbox includes asset allocation, dollar‑cost averaging, technical analysis, and long‑term purchase strategies, and it commonly recommends Charles Schwab for custody and may recommend BAM Advisor Services, LLC as a 3(38) manager for qualified plans while acting as a 3(21) fiduciary.
A distinguishing feature is that the firm’s sole advisor is also a CPA affiliated with an accounting and consulting firm (Gateway Group, P.C.) and allocates roughly half of professional time to accounting and tax work, a structure that is uncommon among independent RIAs. The adviser manages approximately $37.6 million across about 44 client relationships, does not aggregate client orders into block trades, and participates in custodial programs that provide third‑party services and benefits through the recommended custodian.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% annually (subject to minimum annual fee of $1,500) $500,001 - $1,500,000: 0.50% annually $1,500,001 - $5,000,000: 0.30% annually $5,000,001+: 0.20% annually
Hourly fee rates ranging from $125 to $350 per hour for financial planning and consultation
Account minimum: $150,000 Minimum fee: Minimum Annual Fee of $1,500 on first $500,000 of assets Fee-only: Financial planning and investment consultation services charged hourly at $125 - $350 per hour, billed in six-minute increments; fees negotiable and may be waived as part of asset management fee
Main office
4951 Spring Creek Drive
Guntersville AL 35976
Advisors at this office
1
Most active in
Alabama · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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