Gator Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Gator Investment Advisors offers discretionary asset management to individual and high‑net‑worth clients, reporting roughly $2.27 million in discretionary assets under management across four client relationships. The firm provides ongoing portfolio management billed as a percentage of assets and does not sponsor wrap fee programs.
Investment programs are tailored to each client's stated goals, time horizon, and risk tolerance, and the firm cites fundamental and cyclical analysis as part of its security selection process while exercising discretionary trading authority. The firm requires the use of a designated custodian (Charles Schwab), allows clients to impose written investment restrictions, and does not routinely vote proxies—clients receive proxy materials directly unless they request assistance.
Noteworthy for a small independent adviser, the firm’s reported client mix does not include non‑high‑net‑worth individual clients, and it operates with a very small roster of clients and modest AUM. The principal is the sole owner, holds a CFA designation, has a long background in academia and public retirement‑board service, and the firm discloses no material relationships with other financial firms.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% annually $500,000.01 - $1,000,000: 1.00% annually Over $1,000,000.01+: 0.75% annually
Fee-only: Annual asset management fees based on tiered schedule: 1.50% for first $500,000, 1.00% for next $500,000, 0.75% over $1,000,000
Main office
San Francisco CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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