Genereux Investment Management, Inc.

Genereux Investment Management is an independent SEC‑registered advisory firm that provides discretionary investment management, financial planning, and consulting to individuals (including high‑net‑worth clients), trusts and estates, foundations, charitable organizations, and certain institutional clients. The firm also arranges subadvisory services through a third‑party manager for clients with concentrated stock positions.

The firm’s stated specialization is asset allocation and risk management, and it implements portfolios primarily with ETFs, mutual funds, separately managed accounts and individual securities under a discretionary, continuously monitored approach. For select clients it employs overlay and hedging strategies that use options, other derivatives, collateral management and, in some separately managed accounts, borrowing and margin to seek risk mitigation for concentrated positions.

Distinctive for a solo independent advisor, the firm manages roughly $129 million across about 76 client relationships while advising charitable and institutional clients and offering pension consulting—client types that are uncommon among peers. The brochure also notes a $1 million managed‑account threshold (with exceptions possible), a common custodial recommendation to Charles Schwab while permitting other custodians, and an explicit disclosure of conflicts of interest related to retirement‑plan rollover recommendations and the use of third‑party derivative-based subadvisory strategies.