Genesis Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Genesis Capital Management is a Maryland-registered independent advisory firm led by its sole owner/advisor and provides discretionary portfolio management and financial planning to individuals, businesses and institutional clients. The firm operates two managed-account programs (a balanced strategy and an alternative strategy) and offers retirement-plan and investment review services as part of its financial planning work.
The balanced strategy uses a proprietary analytical model to evaluate stocks, options, ETFs and mutual funds and may employ index options for hedging, while the alternative strategy emphasizes option trading and valuation techniques such as Black–Scholes and discounted cash flow models and can involve concentrated or leveraged positions. Accounts are managed on a discretionary basis and the adviser monitors and adjusts portfolios regularly.
The principal holds insurance licenses in Maryland, Virginia, and Ohio and may recommend commissionable insurance and annuity products; the brochure discloses this potential conflict of interest and notes clients may purchase recommended products through other providers. It is relatively uncommon for a solo independent adviser to both serve institutional clients and maintain an insurance brokerage affiliation while running an options‑focused alternative program and providing plan‑level review services.
Client services
Expertise
Fee options
Financial planning services flat fee range $100 to $2,000; $50 flat fee for retirement plan or investment review services
$0+: 1.00% annually (0.25% quarterly) for Balanced Investment Strategy $500,000+: Performance fee of 20% of profits above 0.5% per month for Alternative Investment Strategy (only for qualifying clients)
Commission-based insurance products sold by the principal, Mr. Wang, as a licensed insurance agent
Financial planning services at $100 per hour
20% performance fee on profits above 0.5% per month (6% per annum) for Alternative Investment Strategy, only for clients with at least $500,000 under management or net worth over $1,000,000 (excluding primary residence)
Account minimum: $10,000 for individuals and $5,000 for IRAs (subject to change and may be reduced or waived) Fee-only: Hourly financial planning services at $100/hour; flat fees between $100 to $2,000; flat fee of $50 for retirement plan or investment review services
Main office
Ellicott City MD
Advisors at this office
1
Most active in
Maryland
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)