Geneva Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$157,850,273
Clients
39
Advisors
1
of 2 employees
About
Geneva Financial Group provides ongoing asset management and investment advisory services to individuals (including high-net-worth clients), corporations, business entities and family offices. The firm manages separately custodied accounts and offers retirement rollover consulting and portfolio supervision tailored to each client’s financial situation, goals and risk tolerance.
The firm employs both discretionary and non-discretionary account arrangements and actively monitors portfolios using fundamental, technical and charting analysis alongside strategies such as strategic asset allocation, options, margin, short sales and structured products. As of December 31, 2025, Geneva Financial Group reported approximately $233.7 million in client assets, including about $71.5 million managed on a non-discretionary basis, which can affect trade timing and the need for prior client approvals.
Distinctive features include a solo-advisor operating model serving a small client base (39 clients), resulting in a relatively large asset-per-client profile and direct advisor involvement in reviews and trade decisions. The firm also engages in trading of complex instruments such as structured notes, discloses affiliated real estate businesses (while not soliciting client investments into them), uses multiple custodians, and does not participate in soft-dollar arrangements or vote client proxies on their behalf.
Client services
Expertise
Fee options
0.75% to 1.50% (negotiable, depending on various factors)
Account minimum: $250,000
Main office
1600 Avenue of the States, Suite 303
Lakewood NJ 08701
Advisors at this office
1
Most active in
New Jersey · New York
Also doing business as
Geneva Financial Group · Geneva Financial Group LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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