Ghost Strategies LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,017,672
Clients
10
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$101,767
About
Ghost Strategies LLC serves individual clients by providing portfolio management and investment advisory services. The firm operates as a solo independent adviser with a small client roster and approximately $1.0 million in assets under management.
The firm's sole advisor directly manages client accounts and also performs the firm’s supervisory and compliance reviews. The advisor combines prior portfolio management experience with concurrent employment as a senior capital underwriter at a technology company, bringing underwriting experience to the firm’s investment analysis and raising considerations about time allocation.
Compared with peers, Ghost Strategies is a recently established, very small practice (founded in late 2023) where the founder also serves as chief compliance officer and monitors client communications. The firm reports no disciplinary history and states it receives no outside compensation, facts that may be relevant for clients evaluating conflicts of interest and governance.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Fee options
Portfolio performance reports charged at $200 per report.
$5,000 - $100,000: 1.25% $100,001 - $200,000: 1.00% $200,001 - $500,000: 0.80% $500,001 - $1,000,000: 0.50%
Financial planning and consulting fees at $75 per hour.
Account minimum: $5,000 Fee-only: Financial planning fees charged hourly at $75 per hour; $200 for portfolio performance reports requested.
Main office location
Ghost Strategies LLC
San Antonio TX, United States
Number of offices
1
Most active in
Ghost Strategies LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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