Gien Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Gien Capital Management LLC is a recently formed, state‑registered investment adviser (founded 2024, registered 2025) that offers discretionary asset management and standalone financial planning. The firm’s disclosed client base is composed primarily of trusts, charitable entities, business owners and estates rather than retail individual clients.
Gien constructs individualized portfolios based on documented client objectives and employs a mix of fundamental, technical, charting and cyclical analysis with periodic monitoring and rebalancing. The firm manages accounts on a discretionary basis and routinely uses third‑party sub‑advisors to manage all or part of client assets, retaining authority to select and terminate those sub‑advisors.
Noteworthy aspects include a small, concentrated roster of clients and assets under management, and a relatively high account minimum requirement, which together suggest focused, institution‑style relationships. Gien directs custody to a single institutional custodian, does not vote client proxies (clients receive proxy materials directly), and discloses that sub‑advisor fee differentials and custodial soft‑dollar benefits are potential sources of conflicts of interest.
Client services
Expertise
Fee options
Financial planning fees range between $1,000 and $5,000 depending on complexity
Up to 1.50% annually (annual fee is negotiable)
Account minimum: $500,000 (may be lowered or waived at firm's discretion)
Main office
Alpharetta GA
Advisors at this office
2
Most active in
Georgia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Kristin M
Series 66
Alpharetta, GA
Gien Capital Management LLC
Kristin Mauger is a financial advisor at Gien Capital Management LLC with 10 years of industry experience. She holds a Series 66 designation and previously worked at Concourse Financial Group Advisors. Gien Capital Management LLC is a state-registered investment adviser serving primarily trusts, charitable entities, business owners, and estates. The firm builds individualized portfolios using a combination of fundamental, technical, charting, and cyclical analysis, managing assets on a discretionary basis with the use of third-party sub-advisors.
David M
CFP®, Series 66
Alpharetta, GA
Gien Capital Management LLC
David Moore is a Certified Financial Planner (CFP®) with 12 years of industry experience. He is associated with Gien Capital Management LLC and has previously worked at Southern States LLC, Concourse Financial Group Securities Inc, and Legacy Financial Partners, LLC. Outside of his advisory work, he serves as Council Member-Treasurer for Mt. Zion United Methodist Church and provides consulting services to small business owners through Les Cheneaux Consulting. Gien Capital Management LLC offers discretionary asset management and standalone financial planning, utilizing a combination of fundamental, technical, charting, and cyclical analysis. The firm manages client assets primarily through selected third-party Sub-Advisors and operates with a small advisory team.
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