Glass Lake Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$25,445,000
Clients
28
43% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
28
HighAverage account size
$908,750
About
Glass Lake Wealth Management serves individual and high‑net‑worth private clients with discretionary asset management and financial planning services. The firm provides ongoing portfolio management, periodic rebalancing, and client communications such as a quarterly newsletter.
Its investment approach emphasizes a long‑term, quality‑growth equity orientation implemented through a relatively concentrated portfolio of roughly two to three dozen individual stocks, with fixed‑income exposure provided via individual bonds and pooled vehicles. The firm uses fundamental, technical, cyclical and valuation analysis, may employ covered options from time to time, and offers a voluntary day‑trading overlay executed in taxable, margin‑enabled accounts for qualified clients.
What is distinctive about Glass Lake compared with many independent peers is its combination of a concentrated individual‑stock strategy and an uncommon performance‑based day‑trading overlay available to qualified clients. The firm is a small, single‑advisor practice managing a modest number of client relationships, and its principal’s institutional equity research and portfolio‑management background along with CFA and CFP credentials shape both its investment analysis and planning advice.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Tax-loss harvesting
Retirement income strategy
Equity compensation tax strategy
Options & derivatives strategies
Occupation focus
Executive
Founder/Business Owner
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001+: 0.80% annually
15% of net profits from Day Trading strategy, subject to high-water mark
Account minimum: $400,000 Fee-only: Annual investment advisory fee based on AUM starting at 1.00% for first $1 million, 0.80% thereafter; negotiable
Main office location
Glass Lake Wealth Management
Huntersville NC, United States
Number of offices
1
Most active in
Glass Lake Wealth Management has reported serving >5 clients in these states in the last 12 months.
Illinois · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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