Glass Lake Wealth Management
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About
Glass Lake Wealth Management serves individual and high‑net‑worth private clients with discretionary asset management and financial planning services. The firm provides ongoing portfolio management, periodic rebalancing, and client communications such as a quarterly newsletter.
Its investment approach emphasizes a long‑term, quality‑growth equity orientation implemented through a relatively concentrated portfolio of roughly two to three dozen individual stocks, with fixed‑income exposure provided via individual bonds and pooled vehicles. The firm uses fundamental, technical, cyclical and valuation analysis, may employ covered options from time to time, and offers a voluntary day‑trading overlay executed in taxable, margin‑enabled accounts for qualified clients.
What is distinctive about Glass Lake compared with many independent peers is its combination of a concentrated individual‑stock strategy and an uncommon performance‑based day‑trading overlay available to qualified clients. The firm is a small, single‑advisor practice managing a modest number of client relationships, and its principal’s institutional equity research and portfolio‑management background along with CFA and CFP credentials shape both its investment analysis and planning advice.
Client services
Expertise
Occupation focus
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001+: 0.80% annually
15% of net profits from Day Trading strategy, subject to high-water mark
Account minimum: $400,000 Fee-only: Annual investment advisory fee based on AUM starting at 1.00% for first $1 million, 0.80% thereafter; negotiable
Main office
Huntersville NC
Advisors at this office
1
Most active in
Illinois · North Carolina
Also doing business as
Glass Lake · Glass Lake Wealth · Glass Lake Wealth Management · Glass Lake Wealth Management L.L.C. · Glass Lake Wealth Management LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Broker-dealer / trader
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Bank
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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