Global Investment Company
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,422,833
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
103
93% high-net-worth
Advisors
1
of 3 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
103
Very HighAverage account size
$149,736
About
Global Investment Company serves individual investors — including high‑net‑worth clients — and certain charitable organizations, providing discretionary portfolio management alongside financial planning and consulting. The firm also offers a monthly newsletter subscription and provides services for employee benefit plans and to a qualified opportunity zone investment company.
The firm typically implements advice by allocating assets among classes and using model portfolios developed by unaffiliated third‑party managers, with the adviser monitoring performance and hiring or replacing those managers as needed. Its stated methods include fundamental and technical analysis and modern portfolio theory, and it may employ both long‑ and short‑term strategies and derivative instruments where deemed appropriate.
Noteworthy features disclosed in the brochure include a paid newsletter offering, the principal’s status as a licensed insurance agent who may earn commission compensation for insurance sales, and arrangements to recommend third‑party money managers and share in advisory fees — each of which creates potential conflicts of interest the firm discloses. The principal also holds passive private equity investments and the firm has acted as investment manager for a qualified opportunity zone vehicle, and these affiliations are specifically disclosed with policies described to address related conflicts.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Advisory consulting services
Expertise
Passive / index investing
Options & derivatives strategies
Real estate investing
Concentrated stock management
Fee options
Fixed fees for financial planning starting at $500, payable in advance, fees negotiable
$0 - $10,000,000: 1.00% annually Over $10,000,000+: Negotiable
Insurance commissions earned by licensed insurance agent are separate and in addition to advisory fees
$375 per hour, payable in arrears, fees negotiable
Newsletter subscription fee $2.00 per month, payable in arrears
Account minimum: $5,000 Minimum fee: One-time fee from $100 to $1,100 to open and maintain an advisory account, may be waived
Main office location
Global Investment Company
300 Frank H. Ogawa Plaza, Suite 254
Oakland CA 94612, United States
Number of offices
2
Most active in
Global Investment Company has reported serving >5 clients in these states in the last 12 months.
Arizona · California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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