Global Investment Solutions, LLC

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Client assets under management

$26,582,000

Clients

107

21% high-net-worth

Advisors

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Low

Average account size

$248,430

About

The firm primarily serves individual and high-net-worth clients and provides discretionary asset management, ongoing consulting, and direct management of variable annuity and variable life subaccounts. It also licenses daily market-timing and investment “signals” to unaffiliated registered investment advisers for integration into their own advisory practices.

Its investment approach relies on proprietary, rules-based programs — including momentum, reversal, and high-yield bond strategies — supplemented by fundamental, technical, and cyclical analysis and research from third-party sources such as McClellan Financial Publications. Portfolios are managed on a discretionary basis with asset allocation and position changes driven by trend, momentum, and sentiment indicators that move allocations between equities, high-yield bonds, and government securities.

Noteworthy distinctions include the firm’s requirement that all advisory clients participate in its discretionary asset management service and its practice of licensing trade signals to other RIAs on a negotiated fee basis. The brochure also discloses that the firm does not vote client proxies and that one of its offered programs trades through Guggenheim using funds that may employ leverage, a feature that carries different risk characteristics than more typical diversified mutual fund allocations.

Client services

Portfolio management Financial consulting

Expertise

Annuities Income planning Retirement income strategy General retirement planning Tax-loss harvesting

Fee options

Fixed

Ongoing consulting services monthly fixed fee between $500 and $2,500 based on client needs.

Project-based

Consulting hourly rate of $150 per hour.

Other

Account minimum: $100,000 Minimum fee: None specifically stated as minimum fixed fee; advisory fees are quarterly in advance based on AUM Fee-only: Ongoing consulting services offered for a monthly fixed fee between $500 and $2,500 and an hourly rate of $150 per hour.

Most active in

California · Maryland · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Instagram Website 949-660-7960

Advisors at this firm

Roger K

Series 65

Aliso Viejo, CA

Global Investment Solutions, LLC

Roger Kliminski is a financial advisor at Global Investment Solutions, LLC with 28 years of industry experience. He holds a Series 65 designation and has been with Global Investment Solutions since 1997. Global Investment Solutions provides discretionary portfolio management, variable annuity and variable life account management, and consulting services to individual and high-net-worth clients. The firm employs quantitative and technical investment strategies and licenses proprietary trading signals to other registered investment advisers.

Annuities Income planning Retirement income strategy General retirement planning Tax-loss harvesting

Peter M

Series 65

Leonardtown, MD

Global Investment Solutions, LLC

Peter Mauthe is a financial advisor at Global Investment Solutions, LLC with 20 years of industry experience. He holds a Series 65 designation and previously worked for Flexible Plan Investments, Ltd. for ten years. Global Investment Solutions advises individual and high-net-worth clients through discretionary portfolio management, variable annuity and life account management, and consulting services. The firm uses quantitative and technical investment methods and licenses proprietary trading signals to other registered investment advisers.

Annuities Income planning Retirement income strategy General retirement planning Tax-loss harvesting

Richard C

Series 65

Aliso Viejo, CA

Global Investment Solutions, LLC

Richard Cervisi is a financial advisor at Global Investment Solutions, LLC with six years of industry experience. He holds the Series 65 designation and has been with Global Investment Solutions since 2019, following a three-year retirement period. Global Investment Solutions serves individual and high-net-worth clients with discretionary portfolio management, variable annuity and variable life account management, and consulting services. The firm employs quantitative and technical investment strategies and licenses proprietary trading signals to other registered investment advisers.

Annuities Income planning Retirement income strategy General retirement planning Tax-loss harvesting

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