Global Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$180,309,283
Clients
61
Advisors
3
of 3 employees
About
Global Wealth Management, LLC is an SEC-registered investment adviser overseeing about $245.7 million in client assets with three advisors and 61 clients. It provides discretionary portfolio management, integrated financial planning as part of investment services, and negotiated advanced planning and pension consulting for high‑net‑worth individuals, family offices, pension plans, trusts and foundations.
The firm develops a written investment policy statement with each client and implements customized asset allocations that emphasize low-cost mutual funds and ETFs for broad diversification while also using individual equities, bonds and structured notes where appropriate. Client accounts are monitored and reviewed by an internal investment committee, and the firm reported $219.2 million in discretionary assets as of year-end reporting.
Compared with many peers of similar size, GWM’s client mix is atypical: its regulatory filings reflect that it also advises institutional entities such as sovereign wealth funds, state or municipal government clients, insurance companies and other investment advisers. The brochure also highlights a long operating lineage back to the 1980s and a range of ERISA-focused pension consulting (both fiduciary and non‑fiduciary services), along with custodial relationships with major discount brokers.
Client services
Expertise
Occupation focus
Fee options
Advanced Financial Planning Consultation Services may be billed on retainer or project basis, negotiated per client.
$0 - $2 million: 1.00% annually Over $2 million - $5 million: 0.75% annually Over $5 million - $10 million: 0.50% annually Over $10 million+: 0.50% annually (flat)
Advanced Financial Planning Consultation Services may be billed hourly on negotiated basis.
Account minimum: $500,000 Fee-only: Fee-only advisor, compensated solely by client fees; no commissions or sales-based compensation.
Main office
4420 Route 27, Suite B
Kingston NJ 08528
Advisors at this office
3
Most active in
Georgia · New Jersey · New York · Pennsylvania · Texas · Virginia
Also doing business as
Global Investment Management, LLC · Global Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Ronica S
Series 65
Kingston, NJ
Global Wealth Management, LLC
Ronica Sethi is a financial advisor at Global Wealth Management, LLC with five years of industry experience. She holds a Series 65 designation and has worked at firms including Satva Advisors LLC and CFO Strategies LLC. Outside of her advisory role, she is the Owner and CEO of Satva Advisors, a registered investment adviser. Global Wealth Management oversees approximately $245.7 million in client assets and provides discretionary portfolio management, financial planning, and advanced pension consulting for high-net-worth individuals, family offices, pension plans, trusts, and foundations. The firm emphasizes customized asset allocations with diversified investments and serves both individual and institutional clients.
Sripat P
Series 63, Series 65
Kingston, NJ
Global Wealth Management, LLC
Sripat Pandey is a financial advisor at Satva Advisors LLC with seven years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Global Wealth Management, LLC. Outside of advisory work, he serves in casual advisory roles on the boards of several small companies, including a technology firm and real estate businesses. Satva Advisors LLC is an investment manager that provides discretionary investment management and integrated financial planning primarily to pension plans, family offices, trusts, foundations, and high-net-worth individuals. The firm employs a customized investment approach using low-cost ETFs, mutual funds, individual securities, and structured notes, and offers pension consulting services to retirement plan sponsors.
Edward G
Series 65
Kingston, NJ
Global Wealth Management, LLC
Edward Graham is a financial advisor at Global Wealth Management, LLC with seven years of industry experience. He holds a Series 65 credential and has worked at Global Wealth Management since 2018. His career also includes roles at Princeton International Properties, Inc. and Graham Capital Management, Inc. Global Wealth Management, LLC manages approximately $245.7 million in client assets and serves high-net-worth individuals, family offices, pension plans, trusts, foundations, and institutional clients. The firm offers discretionary portfolio management and integrated financial planning, implementing customized asset allocations with an emphasis on low-cost mutual funds and ETFs alongside individual equities, bonds, and structured notes.
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