Godfrey Financial Associates, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Godfrey Financial Associates serves individuals (including high-net-worth clients), as well as corporations and other business entities. The firm provides discretionary investment management and financial planning/consulting, and also offers standalone financial planning engagements that it has recently revised.
The firm builds tailored asset allocations aligned with each client’s objectives, typically using mutual funds, exchange-traded funds, corporate and government debt, and may rebalance and monitor client accounts on an ongoing basis. Its investment analysis draws on a mix of fundamental, technical, charting and cyclical methods, and the firm treats cash positions as an asset class that is included in portfolio monitoring and AUM calculations.
Noteworthy distinctions include that some of the firm’s representatives are licensed insurance agents who may recommend commission-based insurance products in their separate capacities, a disclosed potential conflict of interest. As a three-advisor practice managing roughly $183 million, the firm also uses Dimensional Fund Advisors (DFA) funds—vehicles available only through approved advisers—which can affect portability if a client moves to an adviser not approved by DFA, and the firm has recently adjusted its standalone planning offering.
Client services
Expertise
Fee options
Standalone financial planning fee of $2,500 fixed fee
$0 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - $5,000,000: 0.75% $5,000,000+: 0.50%
Commission-based insurance products available through licensed insurance agents associated with the firm
Fee-only: Standalone financial planning fee of $2,500 fixed fee; no hourly fee for standalone planning services
Main office
797 Route 9 W
Glenmont NY 12077-3801
Advisors at this office
3
Most active in
Louisiana · Massachusetts · New Hampshire · New Jersey · New York · Pennsylvania · Texas
Also doing business as
Godfrey Financial Associates, Inc. · Godfrey, Kathleen Louise · Kathleen Godfrey Financial Planning · Kathlenn Godfrey Financial Planning
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Kathleen G
Series 63, Series 65
Glenmont, NY
Godfrey Financial Associates, Inc.
Kathleen Godfrey is the sole owner of Godfrey Financial Associates, Inc. in Glenmont, NY, where she has worked since 1995. She holds Series 63 and Series 65 licenses and has seven years of industry experience. Her firm serves individuals, including high-net-worth clients, as well as corporations and business entities, providing discretionary portfolio management and financial planning services. The firm uses a national custodian platform and offers customized portfolios that include exchange-listed securities, mutual funds, ETFs, and fixed income, with both long- and short-term strategies.
Ruth M
Series 63, Series 65, Series 66
Glenmont, NY
Godfrey Financial Associates, Inc.
Ruth Maresca is a financial advisor at Godfrey Financial Associates, Inc. with 22 years of industry experience. She holds the Series 63, Series 65, and Series 66 licenses and has worked at firms including LPL Financial, CUNA Brokerage Services, and Key Investment Services LLC. Outside of financial advising, she serves as an alternate trustee for Demberg Farm LLC and is a licensed notary public. Godfrey Financial Associates serves individuals, including high-net-worth clients, as well as corporations and business entities, providing discretionary investment management and financial planning services. The firm employs a mix of fundamental, technical, charting, and cyclical analysis methods to build tailored asset allocations and monitors portfolios on an ongoing basis.
Tiffany S
Series 63, Series 65
Glenmont, NY
Godfrey Financial Associates, Inc.
Tiffany Soricelli is a financial advisor at Godfrey Financial Associates, Inc. with nine years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Virtuoso Asset Management LLC, Marshall & Sterling Wealth Advisors, LPL Financial LLC, and Northwestern Mutual. Outside of her advisory role, she owns Virtuoso Advising for Artists, a career coaching business for singers, musicians, and creatives. Godfrey Financial Associates serves individuals, including high-net-worth clients, as well as corporations and business entities. The firm offers discretionary investment management and financial planning, using a blend of fundamental, technical, charting, and cyclical analysis to build tailored asset allocations.
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