Gogate, Uday S.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management and investment advice to individuals, trusts, estates, charitable organizations, and corporations, tailoring asset allocation and investment strategies to clients’ objectives and risk tolerances. It manages about $26 million across a small client base and requires a $400,000 minimum initial investment.
The adviser uses fundamental analysis and typically constructs portfolios with more than ten but fewer than twenty positions, prioritizing income-generating securities such as bonds, preferred shares, real-estate investment trusts, and closed-end bond funds. Positions are actively reviewed and several trades are made in a typical year to replace less-attractive holdings, with formal portfolio reviews conducted quarterly.
Distinctive features include the relatively high account minimum and small number of clients, which together produce a comparatively high assets‑per‑client profile for a solo advisory practice. The principal’s doctorate in pharmaceutical chemistry and prior industry research experience is an uncommon professional background for an investment adviser, and the firm does not participate in wrap fee programs or offer performance-based fee arrangements.
Client services
Expertise
Fee options
$0 - $999,999: 0.25% quarterly $1,000,000 - $3,000,000: 0.20% quarterly $3,000,000+: 0.15% quarterly
Account minimum: $400,000
Main office
North Brunswick NJ
Advisors at this office
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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