Goldberg Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$118,847,320
Clients
57
Advisors
1
of 1 employees
About
Goldberg Financial Advisors, LLC is an independent SEC-registered advisory firm that manages roughly $120 million for about 57 clients, including individuals, high-net-worth households, trusts, charitable organizations, and corporate entities. The firm provides comprehensive portfolio management, financial planning and consulting, and retirement plan/pension consulting for employer-sponsored plans.
The firm delivers individualized, discretionary portfolio management using a mix of fundamental, technical and cyclical analysis and may implement long-term, short-term and active trading strategies; cash balances are generally placed in conservative short-term instruments. It also uses options and other derivatives in separately managed accounts and provides plan-level services—such as investment policy development, investment monitoring, and ERISA fiduciary support for retirement plans.
Compared with many solo independent advisers, the firm is notable for managing institutional and pension clients and for serving charitable organization accounts, client types that are less common in this category. The principal also undertakes external corporate strategic consulting (allocated up to about 20% of time), and the firm’s custodian relationship provides access to institutional research and operational services.
Client services
Expertise
Fee options
Retirement Plan Consulting: ranges from $5,000 to $100,000 annually
Financial Planning & Consulting: $500/hour; Retirement Plan Consulting: up to $750/hour
Account minimum: $500,000 for Comprehensive Portfolio Management; $1,000,000 for Retirement Plan Consulting Fee-only: Financial Planning & Consulting: $500 per hour
Main office
222 Pacific Coast Highway, 10th Floor
El Segundo CA 90245
Advisors at this office
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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