A complete list of active advisors currently associated with Golden Guidance LLC

Warmer can help you find a great advisor at Golden Guidance LLC or one who fits your needs even better.

Golden Guidance LLC is a single-advisor registered investment adviser that provides discretionary portfolio management and financial planning to a small client roster (27 clients), including individual and business clients. The firm manages roughly $19.5 million in client assets and offers both project-based financial plans and ongoing planning engagements in addition to investment management. Investment approaches are tailored to client objectives and rely on model portfolios and both long- and short-term strategies; the firm states a primary use of ETFs but also implements strategies that can include leveraged ETFs, option writing, and margin transactions. Clients may receive continuous support under ongoing planning engagements, and the firm may substitute a fixed annual planning fee for its asset-based advisory fee in some arrangements. Compared with many solo independent advisers, Golden Guidance combines a very small client base and AUM with explicit use of higher-risk instruments (leveraged ETFs and options) and the option to shift to fixed planning arrangements, which can affect cost alignment. The firm’s ADV supplement discloses a 2016 employment discharge of the firm’s principal at a prior employer related to an allegation of back-dating a client-signed form, and the firm participates in Charles Schwab’s institutional platform and associated service benefits.

To learn more about the advisors currently working at Golden Guidance LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.