Golden Lion Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Golden Lion Wealth Management is a small, independent advisory firm that provides comprehensive portfolio management, financial planning and retirement plan consulting to individuals, high net worth clients, trusts and employer-sponsored retirement plans. The firm manages roughly $20.4 million across about 71 client relationships and also makes referrals to or uses third‑party money managers as part of its service mix.
The firm offers individualized portfolio construction and ongoing monitoring, using a mix of fundamental, qualitative and quantitative analysis and implementing asset allocation with ETFs, mutual funds, individual equities and fixed income (and, where appropriate, margin transactions). It routinely rebalances portfolios, performs due diligence on sub‑advisors, and communicates with third‑party managers while encouraging regular client reviews of objectives and risk tolerance.
What sets the firm apart from many solo independent advisers is its explicit retirement plan consulting practice for plan sponsors — including assistance with investment policy statements, participant education, investment monitoring and acknowledgment of ERISA fiduciary roles (Section 3(21) or 3(38) as designated). The brochure also discloses a broader consulting offering than typical for a firm of this size — covering corporate and personal tax planning, cost segregation studies and corporate‑structure advice in addition to individual financial planning.
Client services
Expertise
Fee options
Flat fees up to $5,000 for financial planning, consulting, and retirement plan consulting services.
Up to 1.40% annually (maximum fee, fees are negotiable)
Up to $500 per hour for financial planning, consulting, and retirement plan consulting services.
Account minimum: $10,000 Fee-only: Financial planning and consulting fees: hourly up to $500/hour or flat fees up to $5,000. Retirement plan consulting fees: hourly up to $500/hour or flat fees up to $5,000, or percentage based up to 1.40%.
Main office
Concord CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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