Golden State Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$7,117,068
Clients
13
Advisors
1
of 1 employees
About
Golden State Advisors LLC is a California-registered investment adviser that provides discretionary, asset-based portfolio management to individuals, trusts, corporations, and charities. The firm was founded in 2008 and manages approximately $7.1 million in client assets, with accounts typically opened at a custodian of the client’s choice and managed under a limited power of attorney.
The firm constructs portfolios using mutual funds, ETFs, individual stocks and bonds across U.S. and international markets, with strategies oriented toward growth, growth and income, and income. Investment decisions incorporate fundamental, technical and charting analysis, and holdings may be held for long-term, short-term, or trading purposes depending on client objectives and market views.
Notably for a solo independent adviser with a small client base, the firm also provides portfolio management for institutional-type clients and maintains relationships with banking or thrift institutions, a service mix that is uncommon among peers. The adviser manages accounts on a discretionary basis but does not take custody of client assets and declines authority to vote client securities, leaving custodians to deliver statements and proxy materials.
Client services
Expertise
Fee options
Flat fee of no more than 1% of assets under management or of the face amount of fixed income investment per transaction
$250,000 - $1,000,000: 1% per year $1,000,001 - $3,000,000: 0.85% per year $3,000,001 - $5,000,000: 0.7% per year $5,000,001+: 0.5% per year
Account minimum: $250,000
Main office
3 East Third Ave., Suite 200
San Mateo CA 94401
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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