Goldfarb Wealth Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Goldfarb Wealth Advisors provides personalized investment advisory and financial planning services to individuals, families, trusts, estates and small businesses. As of December 31, 2025 the sole advisor manages approximately $52 million across 54 accounts on a discretionary basis, with client assets held at Charles Schwab, and the firm also offers one‑time financial consulting engagements.
The firm’s investment approach is grounded in modern portfolio theory and academic research, emphasizing globally diversified, low‑cost mutual funds and ETFs with a long‑term buy‑and‑hold orientation. Portfolios are periodically rebalanced, may incorporate a Fama‑French style tilt toward value, small‑cap and persistently profitable stocks, and the adviser may recommend tax‑aware actions such as year‑end loss harvesting when appropriate.
Noteworthy features include a fee model based on a fixed annual retainer rather than the more common percentage‑of‑assets billing found at many independent firms, and a stated fee‑only policy with no commissions or product sales. The practice is a solo operation led by an advisor with advanced business and engineering degrees and a background in large‑bank analytics, which the brochure cites as informing its use of quantitative research and software in portfolio design.
Client services
Expertise
Fee options
Financial consulting fixed fees generally range from $500 to $3,500 per engagement.
Financial consulting hourly fees range from $150 to $200 per hour.
Account minimum: $250,000 Minimum fee: Negotiable fixed annual retainer between $2,400 and $4,000 per year, billed quarterly ($600 to $1,000 per quarter), may be more for complex or large accounts. Fee-only: Fee-only cost structure; no commissions or finder's fees accepted.
Main office
Charlotte NC
Advisors at this office
1
Most active in
North Carolina
Also doing business as
Goldfarb Wealth Advisors · Goldfarb Wealth Advisors, LLC · Gwa
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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