Gorges Capital Management LLC

The firm provides discretionary investment management to individuals — including high-net-worth clients — and to entities such as trusts and family investment entities through separately managed accounts. It operates exclusively via a three‑model SMA program and does not offer financial planning, retirement plan consulting, or client-directed portfolio customization.

Investment portfolios are ETF-only and built around income-focused, option‑income strategies (covered‑call and put‑writing exposures), with asset categories expressed as allocation bands rather than fixed weights and no long‑duration fixed income exposure. The firm uses fund‑level analysis of distribution durability, NAV trends, beta, and tax character as core inputs, and will shift equity versus cash exposure within the bands in response to market conditions without targeting a specific beta level.

Noteworthy distinctions include a recent, formal elimination of margin leverage from the advisory program — the firm will not manage levered accounts or accept client elections to borrow — and a required single custodian platform that supports its model delivery and automated rebalancing. As a sole‑operated start‑up with no regulatory AUM at the filing date and a principal who maintains full‑time outside employment, the firm has documented information‑barrier and supervision policies and deliberately accepts sponsor concentration within its models.