Grace Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Grace Capital Management provides investment advisory and planning services primarily to individual and high‑net‑worth clients, and also works with trusts, retirement plans and other business entities. Its service menu includes comprehensive portfolio management, ongoing financial planning/consulting, selection of third‑party advisory services, and rollover advice.
The firm typically develops individualized investment plans through one or more client meetings and conducts regular account reviews with periodic rebalancing; portfolios may include ETFs, mutual funds, individual equities and bonds and can employ strategies such as longer‑ and shorter‑term holdings, option writing and margin. Research and portfolio support draw on third‑party tools (e.g., Zephyr and Morningstar), and the firm discloses use of emerging technology as a complement to its processes and the related risks.
Compared with many peers, Grace Capital is notable for sponsoring and managing a wrap fee program and for maintaining disclosures that permit charging performance‑based fees to qualified clients, both of which are less common among similarly supported firms. The firm’s advisors also act as registered representatives of a broker‑dealer and hold insurance licenses, a combination that the brochure discloses and addresses as a potential conflict of interest in recommending commissionable products.
Client services
Expertise
Fee options
1.00% annually plus 0.10% service fee, fees may be discounted and are negotiable
Commissionable securities sales by supervised persons registered with DAI Securities, LLC; commissions may be earned but do not reduce advisory fees
Hourly fee of $500 per hour, negotiable depending on complexity and level of service
15% of net profits quarterly for qualified clients with at least $1 million under management or $2 million net worth; may be waived or negotiated
Subscription fees for financial planning services, e.g., $5,000 quarterly (Executive) or $5,000 monthly (Family Office) plans
Account minimum: $1,000,000 Fee-only: Subscription fees starting at $5,000 per month, up to $100,000 per year, negotiated per client
Main office
11651 Jollyville Road, Suite 300
Austin TX 78759
Advisors at this office
2
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
George D
Series 63, Series 65
Austin, TX
Grace Capital Management, LLC
George Duff is a financial advisor with Grace Capital Management, LLC in Austin, TX, holding Series 63 and 65 licenses and bringing 30 years of industry experience. He has been with Grace Capital Management since 2009 and has prior experience with Triad Advisors, Inc., DAI Securities, LLC, and Concorde Investment Services. Outside of advisory work, he serves as a volunteer on the University of Texas Scholarship Finance Committees. Grace Capital Management provides advisory and planning services primarily to individual and high-net-worth clients, along with trusts, retirement plans, and other entities. The firm offers comprehensive portfolio management and financial consulting, employing a variety of investment strategies and tools, and is notable for sponsoring a wrap fee program and offering performance-based fees to qualified clients.
Lauren F
CFP®, Series 65
Austin, TX
Grace Capital Management, LLC
Lauren Fischer is a CFP® with three years of industry experience, currently serving as a financial advisor at Grace Capital Management, LLC. Her prior roles include positions at Financial Gravity Family Office Services, Ark Financial, Artemis Capital Management, and SALI Fund Services. Outside of her advisory work, she provides independent financial coaching through Huntress Wealth, offering non-advisory coaching sessions. Grace Capital Management, LLC serves individual and high-net-worth clients, trusts, pension plans, and business entities with portfolio management, financial planning, and consulting services. The firm employs both fundamental and technical investment analysis, offers discretionary and non-discretionary management, and utilizes various strategies including options and margin, while managing approximately $142 million in client assets.
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