Graf Financial, L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$79,690,873
Clients
75
Advisors
1
of 1 employees
About
Graf Financial, L.L.C. provides investment management, personal financial planning, and project-based investment consulting to individuals, trusts, estates, corporations, retirement plans, and charitable organizations. Services include discretionary and non-discretionary portfolio management across equities, mutual funds, and fixed income, as well as advice on employer‑sponsored retirement plans and other institutional accounts.
The firm applies core value investing principles using fundamental business and economic analysis, favoring long‑term holdings with diversification and asset allocation tailored to each client’s objectives. Clients are onboarded through interviews and written questionnaires, receive ongoing monitoring of portfolios (monthly reviews) and quarterly reporting, and may engage the advisor for standalone financial planning or hourly consulting projects.
Compared with many independent solo advisors, Graf Financial’s practice includes charitable organization clients, pension consulting and employer‑plan advice, and participation in educational conferences and workshops (including programs available through its custodian). The principal holds CFP and CDFA credentials and offers specialized services such as divorce‑related financial analysis in addition to traditional wealth management.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually (Equity Only Account) $1,000,001 - $5,000,000: 0.75% annually (Equity Only Account) $5,000,001+: 0.50% annually (Equity Only Account) $0 - $1,000,000: 0.90% annually (Balanced Account) $1,000,001 - $5,000,000: 0.70% annually (Balanced Account) $5,000,001+: 0.50% annually (Balanced Account) $0 - $1,000,000: 0.65% annually (Fixed Only Account) $1,000,001 - $5,000,000: 0.55% annually (Fixed Only Account) $5,000,001+: 0.45% annually (Fixed Only Account)
$200 per hour (Financial Planning and Investment Consulting Services)
Account minimum: $250,000 Fee-only: $200 per hour (Financial Planning and Investment Consulting Services)
Main office
2161 Quail Run Drive, Suite C
Baton Rouge LA 70808
Advisors at this office
1
Most active in
Louisiana · Mississippi · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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