Graham & Co. Advisory, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Graham & Co. Advisory is a state-registered investment adviser that provides personalized investment supervisory (asset management) services to individuals, trusts, estates, corporations, and small businesses. As of 12/31/2025 the firm reported managing about $21.4 million across roughly 15 discretionary client accounts.
The firm structures relationships around individualized investment policy statements and written discretionary agreements, monitoring accounts frequently with at least quarterly reviews and using a mix of fundamental, technical, charting, and cyclical analysis. Depending on client objectives and suitability, strategies may include long- and short-term equity holdings, fixed income, options, margin, and other trading approaches; custodial and trade execution services are provided through third-party clearing and custody arrangements.
What distinguishes this firm from many solo independent advisers is its affiliation with a broker-dealer and related entities: clients are required to use the affiliated broker-dealer for brokerage services, and the affiliate offers brokerage and insurance products and may receive transactional compensation. The brochure discloses this arrangement and associated potential conflicts of interest (including past regulatory and arbitration matters involving the affiliate), which the adviser notes in client disclosure materials.
Client services
Expertise
Fee options
$0 - $49,999: 3% annually (0.75% per quarter) $50,000 - $250,000: 2.75% annually (0.6875% per quarter) $250,001 - $1,000,000: 2.50% annually (0.625% per quarter) $1,000,001 - $2,000,000: 2.25% annually (0.5625% per quarter) $2,000,001+: 2.00% annually (0.5% per quarter)
Commissions may be charged by affiliated broker-dealer B. B. Graham & Co. when brokerage services are used.
Account minimum: $50,000 Fee-only: Firm is strictly fee-only investment management; no commissions accepted.
Main office
1700 West Katella Avenue, Second Floor
Orange CA 92867-3415
Advisors at this office
1
Most active in
California
Also doing business as
B.B. Graham & Co. · Graham & Co. Advisory, Inc. · Graham And Company Mutual Funds, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)