Great Oak Wealth Management, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Great Oak Wealth Management serves individuals and families—including high-net-worth clients—alongside corporations, retirement plan sponsors, trusts, estates, and charitable organizations. The firm offers ongoing financial planning and discretionary investment management, standalone comprehensive financial plans, retirement plan consulting (including selection and monitoring of plan investment options), and participant account management via a third‑party platform.
The firm’s investment approach emphasizes asset allocation, fundamental analysis, and mutual fund/ETF selection, and it employs both long‑term and shorter‑term purchase strategies as appropriate to client objectives. Client relationships are documented with investment policy statements, reviewed regularly (at least monthly), and can be managed on a discretionary basis with client‑imposed restrictions.
Noteworthy features for a small, supported team include combining retirement‑plan consulting (acting as a 3(21) advisor) with a held‑away participant account management workflow that leverages a third‑party platform to avoid custody. The firm’s principal holds both CFP and Enrolled Agent credentials and the firm provides limited tax‑preparation services—an operational blend of tax work, retirement plan advisory, and held‑away discretionary management that is less common among similarly sized, fee‑only advisors.
Client services
Expertise
Fee options
$0 - $1,000,000: 0.90% $1,000,001 - $2,000,000: 0.80% $2,000,001 - $5,000,000: 0.60% $5,000,001 - $10,000,000: 0.40% $10,000,001+: 0.25%
$300 per hour for Comprehensive Financial Planning
Fee-only: Fee-only firm; no commissions or referral fees
Main office
Pottstown PA
Advisors at this office
2
Most active in
Pennsylvania
Also doing business as
Great Oak Wealth Management, Inc · Jh White Financial Services LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Shayn H
CFP®, Series 66
Pottstown, PA
Great Oak Wealth Management, Inc
Shayn Horrocks is a financial advisor at Great Oak Wealth Management, Inc with two years of industry experience. He holds the Series 66 designation and has previously worked at LPL Financial LLC and Long Financial Group. Outside of his advisory role, he is employed as a delivery driver for DoorDash. Great Oak Wealth Management serves individuals and families, including high-net-worth clients, as well as corporations, retirement plan sponsors, trusts, estates, and charitable organizations. The firm offers financial planning, discretionary investment management, and retirement plan consulting, focusing on asset allocation, fundamental analysis, and mutual fund/ETF selection, with client relationships documented and reviewed regularly.
James W
CFP®, Series 65
Pottstown, PA
Great Oak Wealth Management, Inc
James White is a CFP® and Series 65-licensed financial advisor with 22 years of industry experience. He has been with Great Oak Wealth Management, Inc since 2021 and previously operated JH White Financial Services, LLC for 16 years. Outside of advisory work, he is employed as a Network Planner I at Verizon Communications, where he designs and plans outside plant facilities for telephone and high-speed services. Great Oak Wealth Management serves individuals, families, corporations, retirement plan sponsors, trusts, estates, and charitable organizations. The firm provides financial planning, discretionary investment management, retirement plan consulting, and participant account management, using an investment approach focused on asset allocation, fundamental analysis, and mutual fund/ETF selection.
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