Great Ocean Road Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Great Ocean Road Financial is a small, independent advisory firm that provides investment management, financial planning and retirement plan consulting to individual investors and plan sponsors. The firm manages household accounts on a discretionary basis and also offers ERISA plan services, including work for pension and profit‑sharing plans.
Portfolios are tailored to client goals, time horizons and risk tolerances and typically include diversified allocations across ETFs, mutual funds, individual equities, bonds and options, drawing on a blend of fundamental, technical and quantitative analysis and modern portfolio theory. The firm documents investment objectives and provides periodic monitoring and written planning deliverables such as investment policy statements and scenario analysis.
A distinguishing feature is that the firm’s owner is a licensed CPA who operates an affiliated accounting and tax practice, and some clients may use those separate accounting services; that affiliation and the separate nature of those fees are disclosed to clients. The firm also provides limited‑scope ERISA 3(21) advisory services to retirement plans and coordinates with third‑party plan providers, an offering that is less common among solo independent advisers.
Client services
Expertise
Occupation focus
Fee options
$0 - $100,000: 1.50% $100,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.75% $2,000,001 - $3,000,000: 0.60% $3,000,001+: 0.50%
Up to $600 per hour, billed in 15-minute increments, negotiable based on complexity and scope
Main office
Lewes DE
Advisors at this office
1
Most active in
Delaware · Florida · Pennsylvania
Also doing business as
Great Ocean Road Financial · Great Ocean Road Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)