Great Wealth Investments
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Great Wealth Investments provides discretionary portfolio management and financial planning primarily to individual and high‑net‑worth clients, and also works with trusts, estates, and business entities. The firm typically implements equity and ETF‑based strategies and, in limited cases, advises on other instruments including cryptocurrencies, direct indexing, and Securities‑Backed Lines of Credit.
The firm customizes asset allocations to client goals, monitoring accounts on an ongoing basis and rebalancing as conditions or client circumstances change; its stated investment approach emphasizes long‑term purchases with selective short‑term trading and uses fundamental, technical, charting, and modern portfolio theory tools. Custodial relationships are maintained with major custodians and the firm discloses use of AI tools in its processes (and records client meetings unless clients opt out).
Distinctive features include an affiliated insurance agency and dually licensed associated persons who may sell insurance products for commission, a relationship the firm discloses and says clients are not required to use; the firm also describes principals’ outside business activities (consulting and concierge services) that can create additional sources of compensation. For a firm of its size, it also highlights relatively modern offerings and risks — such as direct indexing, SBLOC facilitation, limited cryptocurrency exposure, and the use of third‑party AI tools — and discloses related conflicts and operational risks.
Client services
Occupation focus
Fee options
Negotiable fixed fee of up to $10,000 for financial planning services; annual financial plan update fee up to $2,000.
$0 - $2,000,000: 1.75% annually $2,000,001 - $5,000,000: 1.50% annually $5,000,001 - $10,000,000: 1.25% annually $10,000,001+: 1.00% annually
Commission-based compensation for insurance products by certain Associated Persons who are licensed insurance agents.
Account minimum: $1,000,000
Main office
See office433 Plaza Real, Suite 275
Boca Raton FL 33432
Advisors at this office
1
Offices (2)
Most active in
Florida · New York
Also doing business as
Great Wealth Investments · Pound Cake Holdings LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Johan R
Series 66
Boca Raton, FL
Great Wealth Investments
Johan Rossi is a financial advisor at Great Wealth Investments with seven years of industry experience. He holds a Series 66 designation and has worked in various roles including business consulting and insurance agency ownership. Outside of his advisory work, Rossi operates consulting practices serving furniture companies and clients in the financial technology space. Great Wealth Investments provides discretionary portfolio management and financial planning primarily for individual and high-net-worth clients, as well as trusts, estates, and business entities. The firm utilizes equity and ETF-based strategies along with selected alternative instruments, employing a combination of fundamental, technical, and modern portfolio theory tools in its investment approach.
Antonio G
Series 63, Series 65
Whitestone, NY
Great Wealth Investments
Antonio Gonzalez is a financial advisor at Great Wealth Investments with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Apex Clearing Corporation. Outside of his advisory role, he is involved as a non-equity partner in an investment banking firm focusing on mergers and acquisitions and manages a business consulting firm that develops strategy for mid-size businesses. Great Wealth Investments provides discretionary portfolio management and financial planning primarily to individual and high-net-worth clients, as well as trusts, estates, and business entities. The firm employs equity and ETF-based strategies with occasional use of cryptocurrencies, direct indexing, and Securities-Backed Lines of Credit, emphasizing customized asset allocations and a blend of fundamental and technical investment approaches.
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