Green Financial Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Green Financial Management, LLC is a single‑advisor registered investment adviser that provides discretionary portfolio management primarily for individual investors and small businesses, and, when requested, retirement planning and insurance‑related services. The firm manages roughly $55 million in discretionary assets across about 137 client accounts and operates under written advisory agreements tailored to each client.
Portfolios are managed on an individualized, discretionary basis with ongoing supervision and rebalancing; the firm uses a mix of analytical approaches — including fundamental and technical analysis, Modern Portfolio Theory, and both long‑ and short‑term trading strategies (occasionally including margin) — depending on client objectives and risk tolerance. Custodial and execution services are generally provided through a recommended custodian platform (the firm maintains a custodial services agreement with Fidelity and may request clients use that platform), and accounts are reviewed at least quarterly.
A distinctive aspect of the firm is its affiliation with a licensed insurance agency: it offers and sells life, variable life, accident, health, long‑term care and other fixed insurance products and receives customary insurance commissions for those sales, a potential conflict of interest the firm discloses. The brochure notes that insurance activity is ancillary to advisory services (approximately two hours per week on average), and clients are informed they are not obligated to purchase insurance products through the firm.
Client services
Expertise
Fee options
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001+: Negotiable
Account minimum: $100,000
Main office
2850 Cahaba Road, Suite 230
Birmingham AL 35223
Advisors at this office
1
Most active in
Alabama · New York
Also doing business as
Green Financial Management, LLC · Green, David Wayne
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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