Greenbridge Investment Management, LLC

The firm provides investment management and financial planning services to individuals (including high-net-worth clients), as well as pension plans, trusts, estates, charitable organizations and corporations. Services described in the brochure include customized portfolio construction using individual stocks and bonds, exchange-traded funds and no-load mutual funds, along with written financial plans and investment policy documentation covering retirement, estate, education and risk-management topics.

Portfolios are tailored to each client’s objectives and risk tolerance and are reviewed and rebalanced periodically, with the firm generally acting on a discretionary basis for account trading. The firm draws on a mix of public research sources and a multi-strategy approach intended to provide diversified exposure while managing costs and risk in line with client goals.

Compared with many peers, the firm operates with a very small client roster and two advisors, resulting in a high advisor-to-client ratio and a practice oriented toward highly individualized relationships. The firm’s principal holds CFA and AIF designations, the adviser does not accept commissions or sponsor wrap programs, and it generally does not aggregate trades (i.e., it typically executes individualized trades rather than “bunching” orders); it also documents a Code of Ethics with annual training and monitoring and offers both project-based and ongoing financial planning arrangements.