Gregory Advisors Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,406,610
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Gregory Advisors provides investment advisory and financial planning services to a mix of clients that includes individuals (both non-high-net-worth and high-net-worth), trusts, and estates, in addition to managing institutional and pooled accounts. Services include discretionary investment management (often implemented through unaffiliated independent managers), custom model portfolios of mutual funds and ETFs, standalone financial planning and consulting, and periodic or comprehensive reporting.
The firm generally implements client objectives by allocating assets among independent managers and mutual-fund/ETF-based models, remaining responsible for ongoing monitoring, asset-allocation review, and client reporting. Clients can also access an online planning platform and consolidated reporting, and the firm participates in third‑party wrap and managed-account programs; it offers both fixed-fee planning engagements and hourly planning options rather than relying solely on AUM fees.
Distinctive aspects relative to peers include the firm’s active selection and use of other advisers and independent managers to manage client assets (a practice less common among investment-manager firms) and occasional solicitor arrangements with third-party advisers. The principal also operates as a licensed insurance agent and the firm offers a Premier Planning service with a client vault and annual plan updates; the firm manages a relatively small asset base compared with many managers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
Social Security optimization
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Financial planning and consulting fixed fees generally range from $3,500 to $10,000; Young Professional Planning Service fee is $3,000 annually.
$0 - $250,000: 1.5% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.0% $1,000,001+: 0.90%
Insurance products may be recommended by the licensed insurance agent principal on a commission basis.
Hourly financial planning and consulting fees range from $100 to $250 per hour.
Account minimum: No minimum account size required; however, a minimum annual investment advisory fee of $5,000 is generally required. Minimum fee: Minimum annual investment advisory fee of $5,000. Fee-only: Financial planning and consulting fees generally range from $3,500 to $10,000 on a fixed fee basis; hourly rates from $100 to $250 per hour.
Main office location
Gregory Advisors Inc.
7755 Center Avenue, No. 1100
Huntington Beach CA 92647, United States
Number of offices
2
Most active in
Gregory Advisors Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")