Gregory Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Gregory Financial LLC provides financial planning and consulting to individuals, high‑net‑worth clients, trusts, non‑profits, small businesses and estates. The firm delivers one‑time financial plans, topic‑specific consultations and ongoing planning services but does not manage client investment accounts or serve as a custodian.
Recommendations are developed from cash‑flow analysis, investment, tax and estate planning and are tailored to each client’s goals, risk tolerance and time horizon, with plans typically completed within stated timelines. The firm uses fixed and hourly fee arrangements and ongoing periodic fees rather than charging a percentage of assets under management.
Distinctive features include a recent decision to discontinue offering asset management and an explicit absence of discretionary trading or proxy‑voting services, leaving implementation and custody to clients or third‑party custodians. The firm discloses that the principal maintains significant outside employment in strategic partnerships and a small volunteer role, and notes the principal’s professional credential (CFA); these outside activities and credentials are addressed in the firm’s conflict‑of‑interest and compliance policies.
Client services
Expertise
Occupation focus
Fee options
$300 per hour for consulting services
Fee-only: Fixed fees ranging from $3,000 to $7,000 for financial planning; ongoing financial planning service fixed fees between $1,500 and $2,500 per quarter ($6,000-$10,000/year)
Main office
Doylestown PA
Advisors at this office
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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