Griffin Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$682,321,316
Clients
612
Advisors
4
across 2 offices
About
Griffin Asset Management provides discretionary and non‑discretionary investment supervisory services and customized wealth management for high‑net‑worth individuals, families, trusts, charities, pension and profit‑sharing plans, and institutions. The firm also manages assets for other investment advisers and participates as a sub‑advisor and model portfolio provider, including through wrap fee programs.
The firm combines core equity and fixed‑income strategies with alternative approaches — including covered‑call and enhanced equity income strategies, a licensed Full Cycle model, and ETF portfolios — using a bottom‑up, value‑oriented process. Griffin relies on proprietary valuation models and atypical metrics (for example, free cash flow yield and EV/EBITDA) and implements derivatives in separately managed accounts primarily through systematic covered‑call writing.
Griffin manages over $1 billion in discretionary assets with four advisors across five offices, producing an unusually high AUM per advisor and a multi‑office footprint for a team‑sized firm. Its operating model is notable for acting as a sub‑advisor and model provider to other advisers and wrap programs, using third‑party licensed models, and maintaining a limited performance‑based fee arrangement.
Client services
Expertise
Fee options
$0 - $2 million: 1.25% $2 million - $5 million: 1.0% $5 million+: 0.75%
One client with a performance-based fee agreement
Main office
See office230 Park Avenue, 4th Floor
New York NY 10169
Advisors at this office
3
Offices (2)
Most active in
California · Colorado · Connecticut · District of Columbia · Florida · Illinois · Louisiana · Massachusetts · Nebraska · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Texas · Virginia
Also doing business as
Griffin Asset Management, Inc. · Griffin Asset Management, LLC · Griffin Risk Managed Investments, LLC · Hovey, Youngman Associates, Inc · Usafolios
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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