A complete list of active advisors currently associated with Griggs Capital LLC

Warmer can help you find a great advisor at Griggs Capital LLC or one who fits your needs even better.

Griggs Capital LLC provides discretionary investment supervisory services to individual investors identified in its brochure as high‑net‑worth and accredited/qualified investors, managing approximately $2.7 million in assets as of January 1, 2026. The firm prepares an Investment Policy Statement for each client and focuses its management primarily on equity investments. The firm’s investment approach emphasizes fundamental analysis and long‑term trading, with short sales used opportunistically when market conditions indicate opportunities, and it conducts portfolio reviews at least quarterly while clients receive monthly custodian statements. All accounts are managed on a discretionary basis and the firm supplies regular reporting through the client’s custodian. Noteworthy distinctions include the firm’s small scale relative to many managers in this category and its explicit focus on individual high‑net‑worth and accredited investors rather than broadly on institutional pooled vehicles. The brochure also indicates the firm does not participate in wrap fee programs, relies on performance‑oriented compensation arrangements rather than typical asset‑based advisory fees, and does not take custody of client assets.

To learn more about the advisors currently working at Griggs Capital LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name
Location
Years of experience
Daniel Griggs profile photo Daniel Griggs
Lexington, KY
13
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