Grossman Financial Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Grossman Financial Management provides investment management and consulting primarily for pooled vehicles and institutional-type clients, offering investment supervisory services, financial planning, and related consultations. The firm reported no assets under management as of December 31, 2024.
The firm combines fundamental and technical analysis and may implement long- and short-term positions and option-writing strategies, monitoring client situations at least monthly with quarterly reviews and annual meetings; services are provided on a non-discretionary basis. Advisory work is typically tailored to clients’ needs and delivered through consultations and written plans, with an initial fact‑finding meeting offered at no charge.
Departing from what many institutional-focused managers do, the firm also accepts fixed-fee and hourly engagements for consulting and planning, an arrangement noted in its brochure as less common among peers. The firm is small and affiliated with another registered investment adviser, with its principal dedicating a material portion of time to that affiliation—an operational feature the brochure highlights.
Client services
Expertise
Fee options
Fixed fees for investment advice or financial plans determined in advance
$0 - $250,000: Base fee $2,750 annually $250,001 - $500,000: Base fee $2,750 plus 0.83% on amount over $250,000 $500,001 - $750,000: Base fee $4,375 plus 0.66% on amount over $500,000 $750,001 - $1,000,000: Base fee $6,450 plus 0.49% on amount over $750,000 $1,000,001 - $1,500,000: Base fee $7,675 plus 0.33% on amount over $1,000,000 $1,500,001 - $2,000,000: Base fee $9,325 plus 0.22% on amount over $1,500,000 $2,000,001+: Base fee $10,425 plus 0.11% on amount over $2,000,000
Approximately $250 per hour
Minimum fee: $2,750 annually for accounts up to $250,000 Fee-only: Fixed fees determined in advance based on work to be done; Hourly fees around $250 per hour
Main office
Benicia CA
Advisors at this office
1
Most active in
California
Also doing business as
Grossman Financial Management · Grossman, Lawrence I
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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