Guaranty Private Wealth
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$66,037,789
Clients
35
Advisors
3
of 4 employees
About
Guaranty Private Wealth, LLC provides discretionary and non‑discretionary investment management, financial planning (from wellness consultations to advanced wealth planning) and ERISA-related retirement plan services, including acting as a limited‑scope ERISA 3(21) fiduciary. The firm’s brochure reports roughly $86.5 million in regulatory assets under management and an additional $84.4 million in assets under advisement as of December 31, 2025, and its three registered investment adviser representatives serve both individual/family clients and institutional plan sponsors.
The firm describes a customized, goal‑based investment process that does not rely on predefined model portfolios: it begins with a top‑down assessment of macro conditions, sets near‑, mid‑ and long‑term liquidity and income buckets, and constructs portfolios from equities, fixed income, cash and alternatives to match client risk profiles. Guaranty’s strategy menu includes Tactical Opportunities, Core Growth and Diversified Income approaches and the brochure specifically notes use of derivatives (for example, options) and alternative credit/private debt instruments as part of its strategies for sophisticated investors.
Guaranty Private Wealth is affiliated with a banking and trust complex — its sole member is Guaranty Investment Corp., a subsidiary of Guaranty Bank and Trust Company — a corporate structure and bank/trust affiliation the firm discloses in detail. The firm also offers no‑additional‑fee educational seminars to retirement plan clients and emphasizes individualized investment policy statements and quarterly monitoring, while disclosing that certain separately managed account strategies may involve derivatives and the use of borrowing.
Client services
Expertise
Occupation focus
Fee options
Financial planning flat fees range from $250 to over $20,000 depending on service type
$0.00 - $1,000,000.00: 1.00% $1,000,000.01 - $2,500,000.00: 0.80% $2,500,000.01 - $5,000,000.00: 0.60% $5,000,000.01 - $7,500,000.00: 0.50% $7,500,000.01+: 0.40%
$250 per hour for financial planning services, depending on scope
Fee-only: Financial Planning Services billed as flat fee or hourly: $250 - $20,000+ or $250/hour
Main office
405 W Parkway Pl
Ridgeland MS 39157
Advisors at this office
3
Most active in
Arkansas · Louisiana · Mississippi · Tennessee
Also doing business as
Guaranty Investment Corp. Dba Guaranty Wealth Advisory Is The Sole Member Of Guaranty Private Wealth LLC · Guaranty Private Wealth · Guaranty Private Wealth, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Robert S
CFP®, Series 63, Series 65
Ridgeland, MS
Guaranty Private Wealth
Robert Sutton is a CFP® professional with 15 years of industry experience, currently serving at Guaranty Private Wealth. His prior work includes roles at LPL Financial, Renasant Bank, Raymond James Financial Services, Pinnacle Bank, and Mass Mutual Investors Services. Outside of his advisory work, he volunteers as a volleyball coach, chairs the board of directors for A Way Out Ministries, and serves on the finance committee at Westminster Academy. Guaranty Private Wealth provides discretionary and non-discretionary investment management, financial planning, and ERISA-related retirement plan services to individual and institutional clients. The firm employs a customized, goal-based investment approach that includes Tactical Opportunities, Core Growth, and Diversified Income strategies, utilizing equities, fixed income, alternatives, and derivatives as part of its portfolio construction.
William S
Series 63, Series 65
Ridgeland, MS
Guaranty Private Wealth
William Smith is a financial advisor at Guaranty Private Wealth with 21 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at firms including Kestra Financial, LPL Financial, Morgan Stanley, and Merrill. Outside of his advisory role, he volunteers as a softball coach. Guaranty Private Wealth provides discretionary and non-discretionary investment management, financial planning, and ERISA-related retirement plan services to individual, family, and institutional clients. The firm employs a customized, goal-based investment process that incorporates a broad range of asset classes and strategies, including the use of derivatives and alternative credit instruments.
Gentry M
Series 63, Series 65
Ridgeland, MS
Guaranty Private Wealth
Gentry Martin is a financial advisor at Guaranty Private Wealth with Series 63 and Series 65 registrations and four years of industry experience. He previously worked at SouthernSun Asset Management and AcreTrader, Inc. prior to joining his current firm. Guaranty Private Wealth offers discretionary and non-discretionary investment management, financial planning, and ERISA-related retirement plan services to both individual and institutional clients. The firm utilizes a customized, goal-based investment process that includes equities, fixed income, cash, and alternative investments, with strategies incorporating derivatives and private credit instruments.
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