Guaranty Private Wealth logo

Guaranty Private Wealth

Updated today

Client assets under management

$66,037,789

Clients

35

63% high-net-worth

Advisors

3

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

12

Very Low

Average account size

$1,886,794

About

Guaranty Private Wealth serves individuals and family groups as well as institutional investors, corporations and endowments, providing discretionary and non‑discretionary asset and investment management, financial planning, sub‑advisory services, and ERISA plan consulting. The firm also offers educational seminars to non‑discretionary group retirement plan clients at no additional fee and includes a Certified Financial Planner on staff for comprehensive planning work.

The firm takes a customized, goal‑based approach rather than relying on predefined model portfolios, applying a top‑down allocation process that separates near‑term liquidity, mid‑term income, and long‑term growth objectives. Described strategies include Tactical Opportunities and Core Growth approaches that may incorporate options and a range of alternative assets (private equity, real estate, commodities) alongside equities, fixed income and cash, and clients may engage the firm on either a discretionary or non‑discretionary basis.

Guaranty Private Wealth is notable for its ownership and affiliation structure: its sole member is Guaranty Investment Corp., which is owned by Guaranty Bank and Trust Company, creating formal ties to a bank and related trust and holding‑company affiliates that are uncommon among firms its size. The firm operates with a small advisory team (three advisors in the brochure) managing approximately $86.5 million in regulatory assets, provides ERISA 3(21) limited‑scope plan services and sub‑advisory arrangements, and uses alternative and derivatives‑enabled strategies that are less common among peers.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Private / alternative investments Real estate investing Wealth management Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting

Occupation focus

Executive Founder/Business Owner

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Fee options

Percentage

$0.00 - $1,000,000.00: 1.00% $1,000,000.01 - $2,500,000.00: 0.80% $2,500,000.01 - $5,000,000.00: 0.60% $5,000,000.01 - $7,500,000.00: 0.50% $7,500,000.01+: 0.40%

Main office location

Guaranty Private Wealth

405 W Parkway Pl

Ridgeland MS 39157, United States

Number of offices

2

Most active in

Arkansas · Louisiana · Mississippi · Tennessee

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Robert S

CFP®, Series 63, Series 65

Ridgeland, MS

Guaranty Private Wealth

Robert Sutton is a CFP® with 15 years of industry experience, currently serving as a financial advisor at Guaranty Private Wealth. His prior roles include positions at LPL Financial LLC, Renasant Bank, Raymond James Financial Services, and Pinnacle Bank. Outside of his advisory work, Sutton volunteers as a volleyball coach, chairs the board of directors for A Way Out Ministries, and serves on the finance committee at Westminster Academy. Guaranty Private Wealth is a state-registered investment adviser serving individuals, families, and institutional clients. The firm manages discretionary and non-discretionary portfolios using a top-down, goal-based investment approach that incorporates tactical opportunities, alternative income instruments, and typically operates under discretionary authority.

Private / alternative investments Real estate investing Wealth management Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Executive Founder/Business Owner
user avatar

William S

Series 63, Series 65

Ridgeland, MS

Guaranty Private Wealth

William Smith is a financial advisor at Guaranty Private Wealth with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including LPL Financial and Kestra Financial. Outside of his advisory role, he volunteers as a softball coach. Guaranty Private Wealth is a state-registered investment adviser serving individuals, families, and institutional clients. The firm employs a top-down, goal-based investment approach and manages portfolios that include tactical opportunities and alternative income strategies, operating as a four-advisor team with affiliations to Guaranty Bank and Trust Company.

Private / alternative investments Real estate investing Wealth management Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Executive Founder/Business Owner
user avatar

Gentry M

Series 63, Series 65

Ridgeland, MS

Guaranty Private Wealth

Gentry Martin is a financial advisor at Guaranty Private Wealth with Series 63 and Series 65 credentials and over a decade of industry experience. His work history includes roles at SouthernSun Asset Management and AcreTrader, Inc. prior to joining Guaranty Private Wealth. Guaranty Private Wealth provides investment management, financial planning, and sub-advisory services to individuals, family groups, and institutional clients, including employer-sponsored retirement plans. The firm employs a goal-based, top-down investment process to create customized portfolios combining equities, fixed income, cash, and alternative strategies.

Private / alternative investments Real estate investing Wealth management Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Executive Founder/Business Owner
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