Guardian Asset Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$272,873,556
Clients
1,196
Advisors
8
across 3 offices
About
Guardian Asset Advisors, LLC serves individuals (including high‑net‑worth clients), trusts, estates and business entities, managing about $278 million in regulatory assets for roughly 1,196 clients through a team of eight advisors. The firm provides asset management, written financial planning and consulting, retirement plan consulting, and access to third‑party money managers and the Osaic Wealth Managed Opportunities wrap program.
The firm emphasizes continuous account supervision and a fiduciary duty, constructing diversified, asset‑allocation‑driven portfolios using mutual funds, ETFs, individual stocks and bonds, and cash equivalents, with account reviews at least annually and the ability for clients to impose reasonable restrictions. Guardian also refers clients to and monitors sub‑advisors, using model portfolios and unified managed account overlays when appropriate as part of its implementation options.
Noteworthy compared with peers, Guardian is affiliated with broker‑dealer Osaic Wealth Inc., and several management persons are registered representatives who may effect commissionable securities sales and receive commissions or trail fees — a conflict the firm discloses and says it manages. The firm also operates five offices and reports standing letters of instruction for 412 client accounts totaling about $77.4 million, reflecting a larger operational footprint and specific custody/third‑party transfer arrangements to be aware of.
Client services
Expertise
Occupation focus
Fee options
Flat fees up to $15,000 for financial planning and consulting; flat fees range from $750 to $10,000 for retirement plan consulting
$0 - $249,999.99: 2.50% $250,000.00 - $499,999.99: 2.00% $500,000.00 - $749,999.99: 1.65% $750,000.00 - $1,249,999.99: 1.50% $1,250,000.00 - $2,999,000.00: 1.25% $3,000,000.00 - $4,999,999.99: 1.00% $5,000,000.00 - $9,999,999.99: .90% $10,000,000.00+: .75%
Commission-based sales of securities via associated broker-dealer; less than 50% of revenue from commissions and trail fees
Up to $350 per hour for financial planning and consulting; up to $250 per hour for retirement plan consulting
Minimum fee: Minimum fee of $250 for written financial plans
Main office
See office5000 Ritter Rd, Ste 202
Mechanicsburg PA 17055
Advisors at this office
6
Offices (3)
Most active in
Delaware · Florida · Maryland · North Carolina · Pennsylvania · Texas · Virginia · West Virginia
Also doing business as
Guardian Asset Advisors LLC · Guardian Asset Advisors, LLC · Marrazzo & Associates Financial Group · Securities America · Sentinel Integrated Planning
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
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