A complete list of active advisors currently associated with Guardian Capital Group LLC

Warmer can help you find a great advisor at Guardian Capital Group LLC or one who fits your needs even better.

Guardian Capital Group, LLC is a state-registered independent investment adviser serving individuals, families, trusts and related entities with investment management, financial planning, concierge consulting, and money-manager search and monitoring. As of January 1, 2026 the firm reported approximately $13.37 million in assets under management across about 101 client accounts and typically manages client assets on a discretionary basis. The firm tailors an investment policy statement for each client and emphasizes strategic asset allocation implemented through diversified holdings such as mutual funds and exchange-traded funds, supported by fundamental, technical and cyclical analysis. When appropriate, Guardian will recommend third‑party money managers and conducts ongoing monitoring of those managers, with portfolio and account reviews conducted on a regular basis. A distinctive feature disclosed in the brochure is that the firm’s principal is separately licensed as an insurance agent and may effect insurance transactions for clients, receiving customary commissions; the brochure acknowledges this potential conflict and describes policies (including a Code of Ethics and disclosures) and the principal’s minimal time devoted to insurance to address it. The supplement also notes an unrelated business interest (co‑ownership of a vineyard), and the firm operates as a solo practitioner with a modest asset base as reflected in its regulatory disclosures.

To learn more about the advisors currently working at Guardian Capital Group LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.