A complete list of active advisors currently associated with Guardian Capital, LLC

Warmer can help you find a great advisor at Guardian Capital, LLC or one who fits your needs even better.

Guardian Capital, LLC is a fee-based investment adviser that manages about $128 million for roughly 240 clients, serving individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses. It offers discretionary portfolio management, financial planning and limited-scope ERISA 3(21) retirement-plan advisory services. The firm documents client goals in Investment Policy Statements and implements strategies using common stocks, mutual funds and exchange-traded funds, including portfolios that may contain leveraged or derivative-based ETFs. Guardian Capital also uses model marketplace services (AIM’s Nucleus) and may engage sub‑advisors to provide ongoing portfolio monitoring and discretionary trading on behalf of clients. Guardian Capital’s brochure discloses that several supervised persons maintain separate legal and estate‑planning practices and that the managing member’s principal business is estate planning, arrangements the firm acknowledges as conflicts of interest and addresses through disclosures and procedures. The firm also reported a 2025 consent order with a state regulator concerning business‑continuity procedures and provides detailed ERISA plan‑service terms and exclusions that may be material for plan sponsors evaluating its services.

To learn more about the advisors currently working at Guardian Capital, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.