Guardian Financial, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Guardian Financial, Inc. advises individual and high‑net‑worth clients and provides discretionary asset management primarily through the Envestnet third‑party strategist network and related wrap programs. The firm also offers insurance products through an affiliated insurance agency and may present insurance solutions as part of client relationships.
The firm implements client strategies by selecting third‑party managers and portfolios on Envestnet under discretionary authority, using suitability questionnaires and investment policy statements to align portfolios with clients’ objectives. Account reviews are performed at least quarterly and the firm’s analysis draws on fundamental, technical, and cyclical methods, with custodians providing regular statements and trade confirmations directly to clients.
Distinctive aspects of the firm include its solo‑practitioner structure combined with a relatively high client load—serving roughly 285 clients with a single advisory professional—a client‑to‑advisor ratio uncommon among peers. The principal’s ongoing licensed insurance practice and receipt of commission income for insurance sales is disclosed as a material affiliation and potential conflict of interest, which the firm says it manages through disclosures, procedures, and its fiduciary obligations.
Client services
Expertise
Fee options
1.75% annually (quarterly billed at 0.4375%)
Account minimum: $250,000 (may be waived at discretion) Minimum fee: Minimum annual platform fee of the greater of $100 or 10 basis points for Envestnet Fund Strategist Network; $150 or 12 basis points for Envestnet Fund All Solutions Network
Main office
1401 SE Walton Blvd., Suite 201
Bentonville AR 72712
Advisors at this office
1
Most active in
Arkansas · Florida · Missouri · Oklahoma · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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